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  1. Market Data Processor (MDP) disconnection form [docx]

    Forms Published: 25/01/2021
    All applicants are required to provide details to disconnect from the MDP for some or all of the market data types for which they have previously been activated
  2. UK list of exempted shares [xlsx]

    Documents Published: 25/01/2021
    Certain shares are exempt from the notification and disclosure requirements in the UK SSR if their principal venue for trading is located outside the UK.
  3. Short positions disclosed to us [xlsx]

    Data Published: 25/01/2021 Last modified: 25/01/2021
    The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA.
  4. Research Note: Fixed Income ETFs: secondary market participation and resilience during times of stress

    Research Published: 25/01/2021 Last modified: 25/01/2021
    In this publication, we aim to analyse the exchange-traded fund (ETF) secondary market from the perspective of financial stability.
  5. Research Note: Fixed Income ETFs: secondary market participation and resilience during times of stress [pdf]

    Research Published: 25/01/2021
    The rapid growth in exchange-traded fund (ETF) markets creates potential risks to investor protection and financial stability.
  6. CP20/2: Financial Services Compensation Scheme – Management Expenses Levy Limit 2021/22 [pdf]

    Consultation papers Published: 22/01/2021
    This consultation paper (CP) sets out proposals for the Management Expenses Levy Limit (MELL) for the Financial Services Compensation Scheme (FSCS) for 2021/22.
  7. Amended and restated Memorandum of Understanding between the United States Securities and Exchange Commission (SEC) and the United Kingdom Financial Conduct Authority (FCA) [pdf]

    Memorandums of understanding Published: 22/01/2021
    Amended and restated Memorandum of Understanding between the United States Securities and Exchange Commission (SEC) and the United Kingdom Financial Conduct Authority (FCA).
  8. Business interruption insurance test case: Table of High Court and Supreme Court outcomes arranged by policy type - 22 January 2021 [pdf]

    Corporate documents Published: 22/01/2021
    The table is intended to help policyholders navigate the High Court and Supreme Court judgments in the FCA's Business interruption insurance test case.
  9. CP21/2 Financial Services Compensation Scheme – Management Expenses Levy Limit 2021/22

    Consultation papers Published: 22/01/2021 Last modified: 22/01/2021
    We and the Prudential Regulation Authority (PRA) are consulting on proposals for the annual Management Expenses Levy Limit (MELL) for the Financial Services Compensation Scheme for the financial year 2021/22.
  10. FCA response to the Complaints Commissioner's Report: FCA00841 [pdf]

    Corporate documents Published: 22/01/2021
    FCA response to the Complaints Commissioner's Report: FCA00841