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Market Data Processor (MDP) disconnection form [docx]
All applicants are required to provide details to disconnect from the MDP for some or all of the market data types for which they have previously been activated -
UK list of exempted shares [xlsx]
Certain shares are exempt from the notification and disclosure requirements in the UK SSR if their principal venue for trading is located outside the UK. -
Short positions disclosed to us [xlsx]
The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA. -
Research Note: Fixed Income ETFs: secondary market participation and resilience during times of stress
In this publication, we aim to analyse the exchange-traded fund (ETF) secondary market from the perspective of financial stability. -
Research Note: Fixed Income ETFs: secondary market participation and resilience during times of stress [pdf]
The rapid growth in exchange-traded fund (ETF) markets creates potential risks to investor protection and financial stability. -
CP20/2: Financial Services Compensation Scheme – Management Expenses Levy Limit 2021/22 [pdf]
This consultation paper (CP) sets out proposals for the Management Expenses Levy Limit (MELL) for the Financial Services Compensation Scheme (FSCS) for 2021/22. -
Amended and restated Memorandum of Understanding between the United States Securities and Exchange Commission (SEC) and the United Kingdom Financial Conduct Authority (FCA) [pdf]
Amended and restated Memorandum of Understanding between the United States Securities and Exchange Commission (SEC) and the United Kingdom Financial Conduct Authority (FCA). -
Business interruption insurance test case: Table of High Court and Supreme Court outcomes arranged by policy type - 22 January 2021 [pdf]
The table is intended to help policyholders navigate the High Court and Supreme Court judgments in the FCA's Business interruption insurance test case. -
CP21/2 Financial Services Compensation Scheme – Management Expenses Levy Limit 2021/22
We and the Prudential Regulation Authority (PRA) are consulting on proposals for the annual Management Expenses Levy Limit (MELL) for the Financial Services Compensation Scheme for the financial year 2021/22. -
FCA response to the Complaints Commissioner's Report: FCA00841 [pdf]
FCA response to the Complaints Commissioner's Report: FCA00841