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Find and participate in FCA consultations – this section lists our currently open consultations.

Showing 1 to 10 of 1205 search results

  1. Digital Regulatory Reporting: Phase 2 Viability Assessment [pdf]

    Discussion papers Published: 07/01/2020
    This Viability Assessment reflects the work undertaken in this second phase of the Digital Regulatory Reporting (DRR) pilot, but also draws on the learnings and insights from Phase 1. The focus of Phase 2 of the DRR pilot was partly to gather information and conduct analysis to provide decision makers with information to determine whether
  2. PS19/30: Independent Governance Committees: extension of remit [pdf]

    Policy statements Published: 17/12/2019
    This policy statement includes the final rules to extend the remit of the Independent Governance Committees.
  3. Call for Input: Open finance [pdf]

    Calls for input Published: 17/12/2019
    We are publishing a Call for Input to explore the opportunities and risks arising from open finance. We want to understand what is needed to ensure open finance develops in the best interests of consumers, and what role we should play.
  4. Call for Input: Open finance

    Calls for input Published: 17/12/2019 Last modified: 17/12/2019
    In this paper we set out some of the recent developments across the crowdfunding sector and a number of concerns that we have identified in response.
  5. PS19/30 Independent Governance Committees: extension of remit

    Policy statements Published: 17/12/2019 Last modified: 17/12/2019
    This policy statement sets out the FCA's final rules to extend the remit of Independent Governance Committees, with new duties in 2 areas.
  6. PS19/29: Making transfers simpler - feedback to CP19/12 and final rules [pdf]

    Policy statements Published: 13/12/2019
    This Policy Statement (PS) summarises the feedback the FCA received on CP19/12 and sets out our final policy position, taking into account the feedback received.
  7. Handbook Notice 72 [pdf]

    Handbook Published: 13/12/2019
    This Handbook Notice describes certain changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 24 October 2019 and 21 November 2019. Additionally, this Notice contains information about other publications relating to the Handbook.
  8. GC19/5: Primary Market Bulletin No. 25

    Guidance consultations Published: 27/11/2019 Last modified: 27/11/2019
    We are consulting on a best practice note for government departments, industry regulators and public bodies only on identifying, controlling and disclosing inside information.
  9. PS19/28: Proxy Advisors (Shareholders’ Rights) Regulations Implementation (DEPP and EG) – Feedback and final rules for CP19/21 [pdf]

    Policy statements Published: 25/11/2019
    We are setting out changes to FCA DEPP and EG regulatory guides and processes now that we have new powers to discipline and investigate proxy advisors.
  10. PS19/28: Proxy Advisors (Shareholders’ Rights) Regulations Implementation (DEPP and EG)

    Policy and guidance Policy statements Published: 25/11/2019 Last modified: 25/11/2019
    We are setting out changes to our DEPP and EG regulatory guides and processes now that we have new powers to discipline and investigate proxy advisors.