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Find and participate in FCA consultations – this section lists our currently open consultations.

About 1048 results.

  1. DP18/3: Ex post impact evaluation framework [pdf]

    Discussion papers Published: 09/04/2018
    This FCA discussion paper sets out its framework for measuring the impact of its interventions using ex post impact evaluations.
  2. DP18/3: Ex post Impact Evaluation Framework

    Discussion papers Published: 09/04/2018 Last modified: 09/04/2018
    This discussion paper sets out our framework for measuring the impact of our interventions using ex post impact evaluations. Finding out whether our past interventions have been effective and what impact they have had is an important part of developing a strong evidence base to guide our decisions.
  3. PS18/8: Asset Management Market Study remedies and changes to the handbook – Feedback and final rules to CP17/18 [pdf]

    Policy statements Published: 05/04/2018
  4. FG18/3: Changing clients to post-RDR unit classes [pdf]

    Finalised guidance Published: 05/04/2018
  5. PS18/7: Staff incentives, remuneration and performance management in consumer credit – Feedback to CP17/20 and final rules [pdf]

    Policy statements Published: 27/03/2018
    The FCA responds to feedback arising from CP17/20 and it sets final rules for staff incentives, remuneration and performance management in consumer credit firms.
  6. FG18/2: Staff incentives, remuneration and performance management in consumer credit firms [pdf]

    Finalised guidance Published: 27/03/2018
    This FCA final guidance sets out how consumer credit firms should manage risks related to how they pay and manage the performance of their staff.
  7. PS18/7: Staff incentives, remuneration and performance management in consumer credit firms

    Policy statements Published: 27/03/2018 Last modified: 27/03/2018
    This FCA Policy Statement responds to feedback arising from CP17/20 and it sets final rules for staff incentives, remuneration and performance management in consumer credit firms.
  8. FG18/2: Staff incentives, remuneration and performance management in consumer credit firms

    Finalised guidance Published: 27/03/2018 Last modified: 27/03/2018
    The FCA sets final guidance on how consumer credit firms should manage risks related to how they pay and manage the performance of their staff.
  9. GC18/1: Proposed guidance on financial crime systems and controls: insider dealing and market manipulation

    Guidance consultations Published: 27/03/2018 Last modified: 27/03/2018
    We are consulting on changes to the Financial Crime Guide for firms, proposing to add a chapter on insider dealing and market manipulation and make miscellaneous changes as a result of recent regulatory changes to ensure the guide remains up to date.
  10. PS18/6 Advising on Pension Transfers [pdf]

    Policy statements Published: 26/03/2018
    The FCA has published rules and guidance on how advice should be provided to consumers on pension transfers where consumers are considering giving up safeguarded benefits, primarily for transfers from defined benefit to defined contribution pension schemes.|We have published new rules and guidance on how advice should be provided to consumers on...