Publications

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Find and participate in FCA consultations – this section lists our currently open consultations.

About 1102 results.

  1. FS18/3: Regulating the pensions and retirement income sector: Our strategic approach [pdf]

    Feedback statements Published: 18/10/2018
    We report on the main issues arising from our joint Call for Input with The Pensions Regulator.
  2. FS18/2: Feedback statement: Call for Input on Digital Regulatory Reporting [pdf]

    Feedback statements Published: 17/10/2018
  3. PS18/21: SME access to the Financial Ombudsman Service - near-final rules [pdf]

    Policy statements Published: 16/10/2018
    We have published near-final rules on extending access to the Financial Ombudsman Service (‘the ombudsman service’) to more small and medium-sized enterprises (SMEs), as well as larger charities and trusts, and a new category of personal guarantors. Our near-final rules set out the eligibility criteria that these complainants must meet to be...
  4. DP18/8: Climate Change and Green Finance [pdf]

    Discussion papers Published: 15/10/2018
  5. DP18/8: Climate change and green finance

    Discussion papers Published: 15/10/2018 Last modified: 15/10/2018
    On 15 October 2018 we published a discussion paper on climate change and green finance. The FCA must consider all major risks that have an impact on the markets and institutions we regulate, including those posed by climate change. In this document we explain how climate change-related matters are relevant to our statutory objectives.
  6. GC18/4: Senior Managers and Certification Regime: Proposed guidance on statements of responsibilities and responsibilities maps for FCA firms [pdf]

    Guidance consultations Published: 11/10/2018
  7. GC18/4: Senior Managers and Certification Regime – Proposed guidance on statements of responsibilities for FCA firms

    Guidance consultations Published: 11/10/2018 Last modified: 19/10/2018
    We are consulting on changes to the Financial Crime Guide for firms, proposing to add a chapter on insider dealing and market manipulation and make miscellaneous changes as a result of recent regulatory changes to ensure the guide remains up to date.
  8. PS18/20: Improving the quality of pension transfer advice – feedback on CP18/7 and final rules and guidance [pdf]

    Policy statements Published: 04/10/2018
    In this policy statement (PS) we summarise and respond to feedback to Consultation Paper CP18/7: Improving the quality of pension transfer advice. We also publish final rules and guidance.
  9. Handbook Notice 58 [pdf]

    Handbook Published: 28/09/2018
    This Handbook Notice describes the changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 26 July and 27 September 2018. Additionally, this Notice contains information about other publications relating to the Handbook.
  10. Market Watch 56 [pdf]

    Newsletters Published: 24/09/2018
    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.