Showing 31 to 40 of 11537 search results.

31. Final Notice 2021: Hudson Bay Finance Company Ltd [pdf]

    Final notices Published: 10/02/2021
    This final notice (Hudson Bay Finance Company Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation

32. Final Notice 2021: Race 2 Off-road Ltd [pdf]

    Final notices Published: 10/02/2021
    This final notice (Race 2 Off-road Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation

33. Multilateral Memorandum of Understanding between each EEA authority, the Bank of England and the FCA [pdf]

    Memorandums of understanding Published: 10/02/2021
    This MMoU is made between, on the one hand, the Bank of England and the FCA, and on the other, each EEA authority.

34. Final Notice 2020: INJURY 4U LTD [pdf]

    Final notices Published: 08/02/2021
    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.

35. FSCS Supplementary Levy Invoice Letter - 1 Feb 2021 [pdf]

    Fees information Published: 05/02/2021
    £78 million supplementary levy to cover compensation costs for the Life Distribution and Investment Intermediation class.

36. Implementing Technology Change

    Firms Multi-firm reviews Published: 05/02/2021 Last modified: 05/02/2021
    This review sets out the findings from our cross-Financial Services change management review which looked at how financial firms manage technology change, the impact of change failures and the practices utilised within the industry to help reduce

37. Portfolio Letter - supervision strategy for retail banking portfolio [pdf]

    Correspondence Published: 05/02/2021
    We set out our view of the key risks of harm that retail banks’ activities are likely to pose over the next two years. We have grouped these risks into four priority areas of focus. Our view is grounded in analysis of a wide range of data.

38. Our Approach to International Firms [pdf]

    Corporate documents Published: 03/02/2021
    The FCA's Approach to International Firms.

39. FS21/3: Our Approach to International Firms: summary of responses [pdf]

    Feedback statements Published: 03/02/2021
    Our Approach to International Firms summary of responses: feedback to CP20/20.

40. Occasional Paper 60: Banning Dark Pools: Venue Selection and Investor Trading Costs [pdf]

    Occasional papers Published: 03/02/2021
    This paper shows that investors can reduce their execution costs by selecting venues with less pre-trade transparency, such as dark pools or venues with similar characteristics.