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FS 21/1: Bounce Back Loan Scheme: guidance for firms on use of Pay as You Grow options [pdf]
We consulted on proposed guidance to help firms in December 2020 and asked for comments. -
Finalised Guidance: Bounce Back Loan Scheme: guidance for firms using Pay as You Grow options
Read FG20/6 (PDF) -
ScamSmart-Investments-Social-Media-Pack-Jan21.zip [zip]
Zip file containing ScamSmart Investments Social Media assets for partners -
ScamSmart-Investments-PR-Social-Media-Pack-Jan21.zip [zip]
Zip file containing ScamSmart Investments Social Media assets for partners -
Market Data Processor (MDP) disconnection form [docx]
All applicants are required to provide details to disconnect from the MDP for some or all of the market data types for which they have previously been activated -
UK list of exempted shares [xlsx]
Certain shares are exempt from the notification and disclosure requirements in the UK SSR if their principal venue for trading is located outside the UK. -
Short positions disclosed to us [xlsx]
The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA. -
Research Note: Fixed Income ETFs: secondary market participation and resilience during times of stress [pdf]
The rapid growth in exchange-traded fund (ETF) markets creates potential risks to investor protection and financial stability. -
Research Note: Fixed Income ETFs: secondary market participation and resilience during times of stress
In this publication, we aim to analyse the exchange-traded fund (ETF) secondary market from the perspective of financial stability. -
FCA response to the Complaints Commissioner's Report: FCA00841 [pdf]
FCA response to the Complaints Commissioner's Report: FCA00841