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  1. Explanatory note for the transitional direction for the derivatives trading obligation [pdf]

    Handbook Published: 31/12/2020
    Explanatory note for the transitional direction for the derivatives trading obligation

  2. Full-scope Gibraltar alternative investment fund managers (AIFMs) marketing funds under Regulation 57 [docx]

    Published: 31/12/2020
    National Private Placement Regime – marketing notification form

  3. NPPR Guidance Note - marketing notification form for full-scope Gibraltar AIFMs [pdf]

    Published: 31/12/2020
    Marketing funds under Regulation 57

  4. Full-scope Gibraltar AIFM only - regulation 57 material change [docx]

    Published: 31/12/2020
    Full scope Gibraltar Alternative Investment Fund Managers (AIFM) marketing funds under Regulation 57

  5. NPPR Guidance Note - material change notifications for full-scope Gibraltar AIFMs [pdf]

    Published: 31/12/2020
    Marketing funds under Regulation 57.

  6. Indicative list of financial instruments [pdf]

    Documents Published: 29/12/2020
    Indicative list of financial instruments that are subject to notification requirements.

  7. TR-1: Standard form for notification of major holdings [docx]

    Forms Published: 29/12/2020
    Standard form for notification of major holdings to be sent to the relevant issuer.

  8. FCA Board Minutes: 26 November 2020 [pdf]

    Meeting minutes Published: 23/12/2020
    FCA board minutes for the 26 November 2020 meeting.

  9. FCA Board Minutes: 12 November 2020 [pdf]

    Meeting minutes Published: 23/12/2020
    FCA board minutes for the 12 November 2020 meeting.

  10. FCA approach to interpreting reporting and disclosure requirements under CRD and CRR BTS [pdf]

    Corporate documents Published: 22/12/2020
    We set out the approach we expect firms to take when interpreting EU-based references found in CRD and CRR BTS after the transition period.