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Showing 121 to 130 of 11466 search results.
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Explanatory note for the transitional direction for the derivatives trading obligation [pdf]
Explanatory note for the transitional direction for the derivatives trading obligation -
Full-scope Gibraltar alternative investment fund managers (AIFMs) marketing funds under Regulation 57 [docx]
National Private Placement Regime – marketing notification form -
NPPR Guidance Note - marketing notification form for full-scope Gibraltar AIFMs [pdf]
Marketing funds under Regulation 57 -
Full-scope Gibraltar AIFM only - regulation 57 material change [docx]
Full scope Gibraltar Alternative Investment Fund Managers (AIFM) marketing funds under Regulation 57 -
NPPR Guidance Note - material change notifications for full-scope Gibraltar AIFMs [pdf]
Marketing funds under Regulation 57. -
Indicative list of financial instruments [pdf]
Indicative list of financial instruments that are subject to notification requirements. -
TR-1: Standard form for notification of major holdings [docx]
Standard form for notification of major holdings to be sent to the relevant issuer. -
FCA Board Minutes: 26 November 2020 [pdf]
FCA board minutes for the 26 November 2020 meeting. -
FCA Board Minutes: 12 November 2020 [pdf]
FCA board minutes for the 12 November 2020 meeting. -
FCA approach to interpreting reporting and disclosure requirements under CRD and CRR BTS [pdf]
We set out the approach we expect firms to take when interpreting EU-based references found in CRD and CRR BTS after the transition period.