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  1. The FCA’s response to the Complaints Commissioner’s Report: FCA00720 [pdf]

    Corporate documents Published: 01/09/2020 Last modified: 01/09/2020
    The FCA’s response to the Complaints Commissioner’s Report: FCA00720
  2. Final Notice 2020: Julian Rifat [pdf]

    Final notices Published: 01/09/2020 Last modified: 01/09/2020
    For the reasons given in this Notice, the Authority has decided to make an order,pursuant to section 56 of the Act, prohibiting Mr Rifat from performing anyfunction in relation to any regulated activities carried on by an authorised orexempt person,
  3. Occasional Paper 56: Fair exchange: Presenting foreign exchange quotes to improve consumer choice

    Occasional papers Published: 01/09/2020 Last modified: 02/09/2020
    In this study, we tested 3 different practices for presenting cost and exchange rate information in an online experiment with a nationally representative sample of participants.
  4. FOI 7120 response [pdf]

    FOI releases Published: 28/08/2020 Last modified: 21/08/2020
    FOI 7120 response
  5. Modification by Consent: COBS 8.1.1R [pdf]

    Forms Published: 28/08/2020
    Modification by Consent: COBS 8.1.1R
  6. Market Watch issue 64: market conduct and Brexit and MiFID II transaction reporting issues [pdf]

    Newsletters Published: 27/08/2020 Last modified: 26/08/2020
    This edition of Market Watch provides important information to help MiFID II firms prepare for the end of the transition period.
  7. Mortgages and Coronavirus: Additional Guidance for Firms [pdf]

    Guidance consultations Published: 26/08/2020 Last modified: 26/08/2020
    Guidance consultation on mortgages and coronavirus: additional guidance for firms.
  8. Mortgages and coronavirus: Additional guidance for firms

    Policy and guidance Guidance consultations Published: 26/08/2020 Last modified: 26/08/2020
    This guidance applies in the exceptional circumstances arising out of the coronavirus pandemic (Covid-19) and its impact on the financial situation of mortgage customers.
  9. Charles Randell letter to Dame Elizabeth Gloster 22 August 2020 [pdf]

    Correspondence Published: 25/08/2020 Last modified: 25/08/2020
    Charles Randell, Chair of the FCA, reply to Dame Elizabeth Gloster confirming that the FCA has no objection to the proposed extention into the Independent investigation into the regulation of London Capital & Finance.
  10. Dame Elizabeth Gloster letter to Charles Randell 21 August 2020 [pdf]

    Correspondence Published: 25/08/2020 Last modified: 25/08/2020
    Dame Elizabeth Gloster letter to the FCA advising that it would not be possible for her to complete her Independent investigation into the regulation of London Capital & Finance by the target date of 30 September 2020.