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Find and participate in FCA consultations – this section lists our currently open consultations.

Showing 1 to 10 of 1563 search results

  1. PS19/29: Making transfers simpler - feedback to CP19/12 and final rules [pdf]

    Policy statements Published: 13/12/2019
    This Policy Statement (PS) summarises the feedback the FCA received on CP19/12 and sets out our final policy position, taking into account the feedback received.
  2. CP19/33: Quarterly Consultation No 26 [pdf]

    Consultation papers Published: 06/12/2019
    The Financial Conduct Authority invites comments on this Consultation Paper. Comments should reach us by 6 January 2020 for chapters 3, 7 and 8, and 6 February 2020 for chapters 2, 4, 5 and 6.
  3. CP19/33: Quarterly Consultation Paper No 26

    Consultation papers Published: 06/12/2019 Last modified: 06/12/2019
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook
  4. CP19/32: Building operational resilience: impact tolerances for important business services and feedback to DP18/4 [pdf]

    Consultation papers Published: 05/12/2019
    We are proposing changes to how firms approach their operational resilience
  5. CP 19/31: Extending the Senior Managers Regime to Benchmark Administrators [pdf]

    Consultation papers Published: 29/11/2019
    This consultation sets out our proposals for applying the SMR to benchmark administrators that do not carry out any other regulated activities.
  6. CP 19/31: Extending the Senior Managers Regime to Benchmark Administrators

    Consultation papers Published: 29/11/2019 Last modified: 29/11/2019
    The Senior Managers Regime (SMR) will come into force for benchmark administrators on 7 December 2020. This consultation sets out our proposals for applying the SMR to benchmark administrators that do not carry out any other regulated activities
  7. Primary Market Bulletin Issue 25 [pdf]

    Newsletters Published: 27/11/2019
    Primary Market Bulletin Issue 25
  8. GC19/5: Primary Market Bulletin No. 25

    Guidance consultations Published: 27/11/2019 Last modified: 27/11/2019
    We are consulting on a best practice note for government departments, industry regulators and public bodies only on identifying, controlling and disclosing inside information.
  9. PS19/28: Proxy Advisors (Shareholders’ Rights) Regulations Implementation (DEPP and EG) – Feedback and final rules for CP19/21 [pdf]

    Policy statements Published: 25/11/2019
    We are setting out changes to FCA DEPP and EG regulatory guides and processes now that we have new powers to discipline and investigate proxy advisors.
  10. PS19/28: Proxy Advisors (Shareholders’ Rights) Regulations Implementation (DEPP and EG)

    Policy and guidance Policy statements Published: 25/11/2019 Last modified: 25/11/2019
    We are setting out changes to our DEPP and EG regulatory guides and processes now that we have new powers to discipline and investigate proxy advisors.