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Find and participate in FCA consultations – this section lists our currently open consultations.

Showing 1 to 10 of 1534 search results

  1. CP19/27: Quarterly Consultation Paper No 25 [pdf]

    Consultation papers Published: 10/09/2019
    The FCA is consulting on proposed miscellaneous amendments to its Handbook.
  2. CP19/27: Quarterly Consultation Paper No 25

    Consultation papers Published: 06/09/2019 Last modified: 06/09/2019
    Once a quarter, the FCA consults on proposed miscellaneous amendments to its Handbook.
  3. Market Watch 60 [pdf]

    Newsletters Published: 01/08/2019
    In this newsletter, the FCA shares its concerns and findings about control of access to inside information. This follows the conviction of Fabiana Abdel-Malek, a former Compliance officer in the London branch of a major investment bank. It also highlights the FCA's thematic review of money laundering risks in capital markets.
  4. PS19/22: Guidance on cryptoassets [pdf]

    Policy statements Published: 31/07/2019
  5. Annexes FS19/5: Effective competition in non-workplace pensions [pdf]

    Feedback statements Published: 30/07/2019
  6. CP19/26: Draft technical standards on the content and format of STS notifications under the onshored Securitisation Regulation [pdf]

    Consultation papers Published: 30/07/2019
  7. CP19/25: Pension transfer advice: contingent charging and other proposed changes [pdf]

    Consultation papers Published: 30/07/2019
    This Consultation Paper sets out the FCA's proposed measures to change how advisers manage and deliver pension transfer advice, particularly for defined benefit (DB) to defined contribution (DC) transfers.
  8. PS19/21: Retirement Outcomes Review: feedback on CP19/5 and our final rules and guidance [pdf]

    Policy statements Published: 30/07/2019
    This Policy Statement summarises the feedback received to the FCA's second consultation on remedies from the Retirement Outcomes Review (ROR). It sets out FCA's final rules on investment pathways and the other remedies in CP19/5.
  9. PS19/21: Retirement Outcomes Review: feedback on CP19/5 and our final rules and guidance

    Policy statements Published: 30/07/2019 Last modified: 30/07/2019
    This Policy Statement summarises the feedback received to our second consultation on remedies from the Retirement Outcomes Review (ROR). It sets out our final rules on investment pathways and the other remedies in CP19/5.
  10. FS19/5: Effective competition in non-workplace pensions

    Feedback statements Published: 30/07/2019 Last modified: 30/07/2019
    We have published our recent work on competition in the non-workplace pensions market. We are setting out the issues we have identified and seek stakeholder views to help develop our proposals for change.