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Find and participate in FCA consultations – this section lists our currently open consultations.

About 1373 results.

  1. CP18/32: Recovering the costs of the Office for Professional Body Anti-Money-laundering Supervision (OPBAS): proposed fee rates for 2018/19 [pdf]

    Consultation papers Published: 18/10/2018
  2. FS18/3: Regulating the pensions and retirement income sector: Our strategic approach [pdf]

    Feedback statements Published: 18/10/2018
    We report on the main issues arising from our joint Call for Input with The Pensions Regulator.
  3. CP18/31: Increasing the award limit for the Financial Ombudsman Service [pdf]

    Consultation papers Published: 18/10/2018
    We are consulting on increasing the Financial Ombudsman Service’s (‘the ombudsman service’) award limit, which sets the amount of compensation the ombudsman service can require financial services firms to pay when it upholds a complaint against them.
  4. CP18/32: Recovering the costs of the Office for Professional Body Anti-Money-laundering Supervision (OPBAS): proposed fee rates for 2018/19

    Consultation papers Published: 18/10/2018 Last modified: 18/10/2018
    We are consulting on the fee-rate we propose to charge professional body supervisors (PBSs) in 2018/19 to recover the costs of establishing and running the Office for Professional Body Anti-Money Laundering Supervision (OPBAS). We are also consulting on the timetable for reporting data in the future and confirming the minimum fee structure. This...
  5. FS18/2: Feedback statement: Call for Input on Digital Regulatory Reporting [pdf]

    Feedback statements Published: 17/10/2018
  6. PS18/21: SME access to the Financial Ombudsman Service - near-final rules [pdf]

    Policy statements Published: 16/10/2018
    We have published near-final rules on extending access to the Financial Ombudsman Service (‘the ombudsman service’) to more small and medium-sized enterprises (SMEs), as well as larger charities and trusts, and a new category of personal guarantors. Our near-final rules set out the eligibility criteria that these complainants must meet to be...
  7. CP18/31: Increasing the award limit for the Financial Ombudsman Service

    Consultation papers Published: 16/10/2018 Last modified: 18/10/2018
    We are consulting on increasing the Financial Ombudsman Service’s (‘the ombudsman service’) award limit, which sets the amount of compensation the ombudsman service can require financial services firms to pay when it upholds a complaint against them.
  8. DP18/8: Climate Change and Green Finance [pdf]

    Discussion papers Published: 15/10/2018
  9. DP18/8: Climate change and green finance

    Discussion papers Published: 15/10/2018 Last modified: 15/10/2018
    On 15 October 2018 we published a discussion paper on climate change and green finance. The FCA must consider all major risks that have an impact on the markets and institutions we regulate, including those posed by climate change. In this document we explain how climate change-related matters are relevant to our statutory objectives.
  10. CP18/30: EU Securitisation Regulation Implementation (DEPP and EG) [pdf]

    Consultation papers Published: 12/10/2018
    The EU Securitisation Regulation and related amendment to the Capital Requirements Regulation (CRR) came into effect on 17 January 2018. Most of their provisions will come into force on 1 January 2019. We are consulting on a number of changes to ensure that our Handbook is consistent with the directly applicable EU Securitisation Regulation and...