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Showing 181 to 190 of 11537 search results.

  1. Multilateral MoU concerning consultation, cooperation and the exchange of information between each of the EEA competent authorities and the FCA [pdf]

    Memorandums of understanding Published: 04/01/2021
    Multilateral MoU concerning consultation, cooperation and the exchange of information between each of the EEA competent authorities and the FCA
  2. TPR firms with BCD, EMD or PSD activities [csv]

    Data Published: 31/12/2020
    This sheet is for the purpose of Open Banking and is limited to showing firms in the TPR which previously held passports under the Second E-money Directive, Payment Services Directive or Banking Consolidation Directive.
  3. Notification form: EEA ECD firms [pdf]

    Forms Published: 31/12/2020
    This form allows EEA ECD firms to notify us that your firm is using the ECD run-off regime.
  4. List of market makers and authorised primary dealers [pdf]

    Documents Published: 31/12/2020
    We keep an up-to-date list on our website of market makers and authorised primary dealers who are using the exemption under the UK SSR.
  5. SRO firms with BCD, EMD or PSD activities [csv]

    Data Published: 31/12/2020
    This sheet is for the purpose of Open Banking and is limited to showing firms in SRO which previously held passports under the Second E-money Directive, Payment Services Directive or Banking Consolidation Directive.
  6. Benchmark schedule form equivalence [xlsx]

    Published: 31/12/2020
    Benchmark schedule form equivalence
  7. Contractual run-off notification form [docx]

    Forms Published: 31/12/2020
    Form to notify us of entry into the contractual run-off regime within the UK’s financial services contracts regime.
  8. Supervised run-off notification form [docx]

    Forms Published: 31/12/2020
    Form to notify us of entry into the supervised run-off regime within the UK’s financial services contracts regime.
  9. CRAs application for registration (form) [docx]

    Forms Published: 31/12/2020
    Application for registration form for credit rating agencies (CRAs).
  10. CRAs application for certification (form) [docx]

    Forms Published: 31/12/2020
    Application for certification form for credit rating agencies (CRAs).