Publications
Search results
policy and guidance-policy statements
policy and guidance-finalised guidance
policy and guidance-consultation papers
policy and guidance-guidance consultations
policy and guidance-discussion papers
policy and guidance-handbook
Clear all filters
Showing 1 to 10 of 11558 search results.
-
Final Notice 2021: Accident & Injury Assist [pdf]
This final notice (Accident & Injury Assist) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation -
PS21/2: Amendments to single and cumulative transaction thresholds for contactless payments [pdf]
This PS summarises the responses we received on our proposed changes relating to the contactless payments limits in Q5 and Q6 in CP21/3. -
FS21/5: Business interruption insurance test case: Proving the presence of coronavirus (Covid-19) [pdf]
This document summarises the feedback the FCA received to its draft guidance: Business interruption insurance test case - proving the presence of coronavirus (Covid-19) published for consultation on 11 December 2020. -
Short positions disclosed to us [xlsx]
The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA. -
UK list of exempted shares [xlsx]
Certain shares are exempt from the notification and disclosure requirements in the UK SSR if their principal venue for trading is located outside the UK. -
TPR to SRO cancellation form (FSMA) [docx]
Use this form to apply under FSMA to cancel a temporary permission within the financial services contracts regime. -
Final guidance: Business interruption insurance test case - proving the presence of coronavirus (Covid-19) [pdf]
Following our business interruption insurance test case, we’ve published final guidance on how to prove the presence of Covid-19 in a particular area. -
Final Guidance: Business interruption insurance test case - proving the presence of coronavirus (Covid-19)
This guidance sets out the types of evidence and methodologies which policyholders may use when proving the presence of coronavirus (Covid-19) in a particular area around their premises. -
PS21/2: Amendments to single and cumulative transaction thresholds for contactless payments
This PS summarises the responses we received on our proposed changes relating to the contactless card payments limits at Q5 and Q6 in CP21/3. -
Funeral plan authorisation form [pdf]
FCA authorisation application form for funeral plan providers and funeral plan intermediaries.