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Find and participate in FCA consultations – this section lists our currently open consultations.

Showing 1 to 10 of 1731 search results

  1. PS19/29: Making transfers simpler - feedback to CP19/12 and final rules [pdf]

    Policy statements Published: 13/12/2019
    This Policy Statement (PS) summarises the feedback the FCA received on CP19/12 and sets out our final policy position, taking into account the feedback received.
  2. Handbook Notice 72 [pdf]

    Handbook Published: 13/12/2019
    This Handbook Notice describes certain changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 24 October 2019 and 21 November 2019. Additionally, this Notice contains information about other publications relating to the Handbook.
  3. CP19/33: Quarterly Consultation No 26 [pdf]

    Consultation papers Published: 06/12/2019
    The Financial Conduct Authority invites comments on this Consultation Paper. Comments should reach us by 6 January 2020 for chapters 3, 7 and 8, and 6 February 2020 for chapters 2, 4, 5 and 6.
  4. CP19/33: Quarterly Consultation Paper No 26

    Consultation papers Published: 06/12/2019 Last modified: 06/12/2019
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook
  5. CP19/32: Building operational resilience: impact tolerances for important business services and feedback to DP18/4 [pdf]

    Consultation papers Published: 05/12/2019
    We are proposing changes to how firms approach their operational resilience
  6. CP 19/31: Extending the Senior Managers Regime to Benchmark Administrators [pdf]

    Consultation papers Published: 29/11/2019
    This consultation sets out our proposals for applying the SMR to benchmark administrators that do not carry out any other regulated activities.
  7. CP 19/31: Extending the Senior Managers Regime to Benchmark Administrators

    Consultation papers Published: 29/11/2019 Last modified: 29/11/2019
    The Senior Managers Regime (SMR) will come into force for benchmark administrators on 7 December 2020. This consultation sets out our proposals for applying the SMR to benchmark administrators that do not carry out any other regulated activities
  8. Primary Market Bulletin Issue 25 [pdf]

    Newsletters Published: 27/11/2019
    Primary Market Bulletin Issue 25
  9. PS19/28: Proxy Advisors (Shareholders’ Rights) Regulations Implementation (DEPP and EG) – Feedback and final rules for CP19/21 [pdf]

    Policy statements Published: 25/11/2019
    We are setting out changes to FCA DEPP and EG regulatory guides and processes now that we have new powers to discipline and investigate proxy advisors.
  10. PS19/28: Proxy Advisors (Shareholders’ Rights) Regulations Implementation (DEPP and EG)

    Policy and guidance Policy statements Published: 25/11/2019 Last modified: 25/11/2019
    We are setting out changes to our DEPP and EG regulatory guides and processes now that we have new powers to discipline and investigate proxy advisors.