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MoU between the FCA and the Commission for Equality and Human Rights [pdf]
This MoU is made between the FCA and the Commission for Equality and Human Rights -
Guidance for firms on the fair treatment of vulnerable customers: Feedback on GC20/3 [pdf]
This Guidance is issued under section 139A of the Financial Services and Markets Act 2000 as guidance on our Principles for Businesses (the Principles). It sets out our view of what firms should do to comply with their obligations under the -
Guidance for firms on the fair treatment of vulnerable customers
Our Guidance highlights the actions firms should be taking to treat vulnerable customers fairly. -
FS21/4: Guidance for firms on the fair treatment of vulnerable customers: Feedback on GC20/3 [pdf]
FCA Feedback statement (FS21/4) on GC20/3: Guidance for firms on the fair treatment of vulnerable customers: -
Dear CEO letter: transforming data collection [pdf]
This letter provides an update on the work we have done to transform the way that we collect data, and reaffirms our commitment to work in partnership to tackle the challenges we collectively face. -
Consolidated list of waivers, modifications and CRR permissions granted [xlsx]
Consolidated list of waivers, modifications and CRR Permissions -
Final Notice 2021: Lee Donnelly (trading as Kingsmill Cars) [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation. -
Final Notice 2021: MBO Power Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation. -
Business interruption test case: Submissions on declarations Royal & Sun Alliance Insurance plc [pdf]
Submissions of Royal & Sun Alliance Insurance Plc in relation to its specific declarations. -
Business interruption test case: FCA consequential submissions [pdf]
This is the FCA’s written submissions in relation to consequential matters following the hand down of the Supreme Court’s judgment on 15 January 2021.