Publications

Filter results
Expand / Collapse
Filter by document type
Filter by year
Sort by:

Search results

Find and participate in FCA consultations – this section lists our currently open consultations.

Showing 71 to 80 of 1564 search results

  1. CP20/8: High-risk investments: Marketing speculative illiquid securities (including speculative mini bonds) to retail investors [pdf]

    Consultation papers Published: 18/06/2020
    We want to prevent harm to consumers from investing in complex, higher-risk products that they do not understand and are not suitable for them. Investing in these securities can cause unexpected and significant losses for retail investors.|We want to prevent harm to consumers from investing in complex, higher-risk products that they do not...
  2. CP20/8: High-risk investments: Marketing speculative illiquid securities (including speculative mini-bonds) to retail investors

    Consultation papers Published: 18/06/2020 Last modified: 18/06/2020
    We are consulting on making our temporary rules on marketing certain high-risk investments permanent and extending them to some similar securities.
  3. FS20/8: Business interruption insurance test case: Guidance for firms [pdf]

    Feedback statements Published: 17/06/2020
    The FCA summarises feedback it received on draft guidance on the FCA's expectations for insurers and insurance intermediaries when handling claims and complaints for business interruption policies during the test case brought by the FCA.
  4. Business interruption insurance test case: Finalised guidance for firms [pdf]

    Finalised guidance Published: 17/06/2020
    This finalised guidance sets out the FCA's expectations for insurers and insurance intermediaries when handling claims and complaints for business interruption policies during the test case brought by the FCA.
  5. Finalised Guidance: Business interruption insurance test case

    Finalised guidance Published: 17/06/2020 Last modified: 17/06/2020
    This finalised guidance sets out the FCA's expectations for insurers and insurance intermediaries when handling claims and complaints for business interruption policies during the test case brought by the FCA. 
  6. FS20/8: Business interruption insurance test case: feedback on draft guidance

    Policy and guidance Feedback statements Published: 17/06/2020 Last modified: 17/06/2020
    These feedback statement is for the FCA draft guidance on the FCA's expectations for insurers and insurance intermediaries when handling claims and complaints for business interruption policies during the test case brought by the FCA.
  7. FG20/1: Assessing adequate financial resources [pdf]

    Finalised guidance Published: 11/06/2020
    FG20/1: Assessing adequate financial resources
  8. FG20/1: Assessing adequate financial resources

    Finalised guidance Published: 11/06/2020 Last modified: 11/06/2020
    We are publishing final guidance on a framework to help financial services firms ensure they have adequate financial resources and to take effective steps to minimise harm.
  9. Primary Market Bulletin Issue No. 29

    Newsletters Published: 09/06/2020 Last modified: 09/06/2020
    In this special edition, we publish a statement on feedback we received from PMB25 and the changes we have made in response. We also include the final note.
  10. CP20/7: Quarterly Consultation No 28 [pdf]

    Consultation papers Published: 05/06/2020
    CP20/7: Quarterly Consultation No 28