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Find and participate in FCA consultations – this section lists our currently open consultations.

Showing 1 to 10 of 1394 search results

  1. CP19/27: Quarterly Consultation Paper No 25 [pdf]

    Consultation papers Published: 10/09/2019
    The FCA is consulting on proposed miscellaneous amendments to its Handbook.
  2. CP19/27: Quarterly Consultation Paper No 25

    Consultation papers Published: 06/09/2019 Last modified: 06/09/2019
    Once a quarter, the FCA consults on proposed miscellaneous amendments to its Handbook.
  3. Market Watch 60 [pdf]

    Newsletters Published: 01/08/2019
    In this newsletter, the FCA shares its concerns and findings about control of access to inside information. This follows the conviction of Fabiana Abdel-Malek, a former Compliance officer in the London branch of a major investment bank. It also highlights the FCA's thematic review of money laundering risks in capital markets.
  4. Amended direction regulation 2018: notification before exit day (emoney) [pdf]

    Handbook Published: 31/07/2019
    Direction under paragraphs 3(1)(a) and 12 of schedule 3 of the Electronic Money, Payment Services and Payment Systems (Amendment and Transitional Provisions) (EU Exit) Regulations 2018
  5. Amended direction regulation 2018: notification before exit day (payments) [pdf]

    Handbook Published: 31/07/2019
    Direction under paragraphs 15(1)(a) and 24 of schedule 3 to the Electronic Money, Payment Services and Payment Systems (Amendment and Transitional Provisions) (EU Exit) Regulations 2018
  6. Annexes FS19/5: Effective competition in non-workplace pensions [pdf]

    Feedback statements Published: 30/07/2019
  7. CP19/26: Draft technical standards on the content and format of STS notifications under the onshored Securitisation Regulation [pdf]

    Consultation papers Published: 30/07/2019
  8. CP19/25: Pension transfer advice: contingent charging and other proposed changes [pdf]

    Consultation papers Published: 30/07/2019
    This Consultation Paper sets out the FCA's proposed measures to change how advisers manage and deliver pension transfer advice, particularly for defined benefit (DB) to defined contribution (DC) transfers.
  9. FS19/5: Effective competition in non-workplace pensions

    Feedback statements Published: 30/07/2019 Last modified: 30/07/2019
    We have published our recent work on competition in the non-workplace pensions market. We are setting out the issues we have identified and seek stakeholder views to help develop our proposals for change.
  10. CP19/26: Draft technical standards on the content and format of STS notifications under the onshored Securitisation Regulation

    Consultations Consultation papers Published: 30/07/2019 Last modified: 30/07/2019
    This is the first consultation paper (CP) setting out our proposed technical standards for the onshored Securitisation Regulation.