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  1. Report of the Independent Review into the FSA and FCA's handling of the Connaught Income Fund Series 1 and connected companies – The FCA response [pdf]

    Corporate documents Published: 17/12/2020
    FCA response to the report of the Independent Review into the FSA and FCA's handling of the Connaught Income Fund Series 1 and connected companies.

  2. FG20/5: Dual-regulated firms Remuneration Code (SYSC 19D): FAQs on remuneration [pdf]

    Finalised guidance Published: 17/12/2020
    We give firms practical information to understand how the EBA Guidelines on sound remuneration policies apply to them, and clarify our dual-regulated firms Remuneration Code.

  3. FG20/4: General guidance on proportionality: the dual-regulated firms Remuneration Code (SYSC 19D) [pdf]

    Finalised guidance Published: 17/12/2020
    We provide general guidance about the operation of the dual-regulated firms remuneration principles proportionality rule and about part-year dual-regulated firms Remuneration Code staff.

  4. PS20/16: Updating the dual-regulated firms Remuneration Code to reflect CRD V [pdf]

    Policy statements Published: 17/12/2020
    This PS summarises the feedback we received during the consultation period and our response to it. We set out our final rules on remuneration for dual-regulated firms and revise our previous guidance.

  5. List of pension scheme arrangements exempted from the clearing obligation [pdf]

    Published: 17/12/2020
    Pension Scheme Arrangements (PSAs) in the UK and EEA that are temporarily exempted from the clearing obligation under UK

  6. FG20/4: General guidance on proportionality: the Dual-regulated firms Remuneration Code (SYSC 19D)

    Finalised guidance Published: 17/12/2020 Last modified: 18/12/2020
    This guidance relates to the Dual-regulated firms Remuneration Code in SYSC 19D. It explains the operation of the dual-regulated firms remuneration principles proportionality rule, and part-year Dual-regulated firms Remuneration Code staff.

  7. FG20/6: IFPRU investment firms Remuneration Code (SYSC 19A): FAQs on remuneration

    Finalised guidance Published: 17/12/2020 Last modified: 18/12/2020
    We give firms practical information to understand how the EBA Guidelines on sound remuneration policies apply to them, and clarify our IFPRU Remuneration Code.

  8. FG20/5: Dual-regulated firms Remuneration Code (SYSC 19D): FAQs on remuneration

    Finalised guidance Published: 17/12/2020 Last modified: 18/12/2020
    We give firms practical information to understand how the EBA Guidelines on sound remuneration policies apply to them, and clarify our Dual-regulated firms Remuneration Code.

  9. PS20/16: Updating the Dual-regulated firms Remuneration Code to reflect CRD V

    Policy statements Published: 17/12/2020 Last modified: 22/12/2020
    This PS summarises the feedback we received during the consultation period and our response to it. We set out our final rules on remuneration for dual-regulated firms and revise our previous guidance.

  10. Supervisory Statement on the Operation of the MiFID Markets Regime after the end of the EU withdrawal transition period [pdf]

    Documents Published: 16/12/2020
    This statement sets out how we will operate the pre- and post-trade transparency regime for the secondary trading of financial instruments after the transition period.