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  1. Impact Assessment: PS19/30: Independent governance committees: extension of remits [pdf]

    Impact assessments Published: 21/12/2020
    This impact assessment relates to PS19/30: Independent governance committees: extension of
  2. Impact Assessment: PS20/6: Pension transfer advice: feedback on CP19/25 and our final rules and guidance [pdf]

    Impact assessments Published: 21/12/2020
    This impact assessment relates to PS20/6: Pension transfer advice: feedback on CP19/25 and our final rules and guidance. It has
  3. Impact Assessment: PS19/16: High Cost Credit Review: Overdrafts (Pricing and Repeat Use Interventions) [pdf]

    Impact assessments Published: 21/12/2020
    We are required by the Financial Services and Markets Act 2000 (FSMA) to report to Parliament at least annually on our overall performance, through our Annual Report. We published the 2019/20 Annual Report on 10 September 2020.
  4. PS20/17: Proposals to enhance climate-related disclosures by listed issuers and clarification of existing disclosure obligations

    Policy statements Published: 21/12/2020 Last modified: 21/12/2020
    We summarise the feedback to our consultation proposals in CP20/3 and confirm our final policy position.
  5. Final Notice 2020: Blue Gate Capital Limited [pdf]

    Final notices Published: 18/12/2020
    This Final Notice (Blue Gate Capital Limited) refers to breaches of PRIN 2 and PRIN 7 related to financial promotions in the asset management sector. We imposed a requirement to pay restitution and a public censure.
  6. Independent reviews video transcript [pdf]

    Transcripts Published: 17/12/2020
    Transcript of Charles Randell, Chair of the FCA commenting on the independent reviews
  7. Independent review into the FSA and FCA's handling of the Connaught Income Fund Series 1 and connected companies [pdf]

    Corporate documents Published: 17/12/2020
    The Independent Reviewer, Raj Parker's review of the handling of the Connaught Income Fund Series 1 and connected companies
  8. FCA list of regulated markets [pdf]

    Published: 17/12/2020
    List of third-country markets considered as equivalent to a UK regulated market under UK EMIR.
  9. Report of the Independent Investigation into the Financial Conduct Authority's Regulation of London Capital & Finance plc – The FCA Response [pdf]

    Corporate documents Published: 17/12/2020
    FCA response to the report of the Independent Investigation into the Financial Conduct Authority's Regulation of London Capital & Finance plc.
  10. FG20/6: IFPRU investment firms Remuneration Code (SYSC 19A) - FAQs on remuneration [pdf]

    Finalised guidance Published: 17/12/2020
    We give firms practical information to understand how the EBA Guidelines on sound remuneration policies apply to them, and clarify our IFPRU Remuneration Code.