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TTP explanatory note [pdf]
See the explanatory note for our main transitional directions published on 22 December 2020. -
STO transitional directions [pdf]
This is our final direction made on 22 December 2020. -
Final Notice 2020: GM Supplies (Cumbria) Limited [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND), the appropriate resources threshold condition (COND) and the failure to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. -
Main FCA transitional directions (Annex B) [pdf]
This is our final direction made on 22 December 2020. -
FCA prudential transitional direction [pdf]
This is our final direction made on 22 December 2020. -
STO transitional directions (explanatory note) [pdf]
See the explanatory note for our STO transitional direction published on 22 December 2020. -
PS20/17: Proposals to enhance climate-related disclosures by listed issuers and clarification of existing disclosure obligations [pdf]
We summarise the feedback to our consultation proposals in CP20/3 and confirm our final policy position. -
Final Notice 2020: Charles Schwab UK Limited [pdf]
This Decision Notice / Final Notice refers to breaches of PRIN 10 and 11, CASS and Section 20 FSMA related to failing to be open and co-operative, client money/assets and failing to operate in accordance with permission in the Wealth Management and -
FCA Enterprise Act Annual Report 2020 [pdf]
Read the FCA Enterprise Act Annual Report 2019/20, which outlines one of the ways we measure the costs of our regulation to business. -
Impact Assessment: FG20/1: Assessing adequate financial resources [pdf]
This impact assessment relates to FG20/1: Assessing adequate financial resources. It has been verified by the