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  1. Implementing Technology Change

    Firms Multi-firm reviews Published: 05/02/2021 Last modified: 05/02/2021
    This review sets out the findings from our cross-Financial Services change management review which looked at how financial firms manage technology change, the impact of change failures and the practices utilised within the industry to help reduce
  2. Our Approach to International Firms [pdf]

    Corporate documents Published: 03/02/2021
    The FCA's Approach to International Firms.
  3. FS21/3: Our Approach to International Firms: summary of responses [pdf]

    Feedback statements Published: 03/02/2021
    Our Approach to International Firms summary of responses: feedback to CP20/20.
  4. Occasional Paper 60: Banning Dark Pools: Venue Selection and Investor Trading Costs [pdf]

    Occasional papers Published: 03/02/2021
    This paper shows that investors can reduce their execution costs by selecting venues with less pre-trade transparency, such as dark pools or venues with similar characteristics.
  5. Final Notice 2021: Fairstern Ltd [pdf]

    Final notices Published: 03/02/2021
    This final notice (Fairstern Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.
  6. Our approach to international firms

    Corporate documents Published: 03/02/2021 Last modified: 03/02/2021
    We set out how we assess international firms providing, or seeking to provide, financial services that require authorisation in the UK.
  7. Occasional Paper No. 60: Banning Dark Pools: Venue Selection and Investor Trading Costs

    Occasional papers Published: 03/02/2021 Last modified: 03/02/2021
    This paper shows that investors can reduce their execution costs by selecting venues with less pre-trade transparency, such as dark pools or venues with similar characteristics.
  8. The Woolard Review - A review of change and innovation in the unsecured credit market [pdf]

    Corporate documents Published: 02/02/2021
    Christopher Woolard CBE conducted a review of change and innovation in the unsecured credit market. His report includes recommendations for the FCA and Government
  9. FCA letter to the Economic Secretary to the Treasury re Woolard Review [pdf]

    Correspondence Published: 02/02/2021
    FCA Chair, Charles Randell's letter to John Glen MP about the Woolard Review
  10. Transcript of consumer views on the positives of buy now pay later [pdf]

    Transcripts Published: 02/02/2021
    Research as part of the Woolard Review into change and innovation in the unsecured credit market