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Find and participate in FCA consultations – this section lists our currently open consultations.

Showing 21 to 30 of 569 search results

  1. CP19/25: Pension transfer advice: contingent charging and other proposed changes

    Consultations Consultation papers Published: 30/07/2019 Last modified: 30/07/2019
    This Consultation Paper sets out our proposed measures to change how advisers manage and deliver pension transfer advice, particularly for defined benefit (DB) to defined contribution (DC) transfers. The FCA is consulting on banning contingent charging and making other changes to our rules and guidance.
  2. CP19/24: Recovering the costs of OPBAS: feedback on CP19/13 and consultation on fee-rate for 2019/20

    Consultations Consultation papers Published: 29/07/2019 Last modified: 08/11/2019
    CP19/24: Recovering the costs of OPBAS: feedback on CP19/13 and consultation on fee-rate for 2019/20
  3. CP19/24: Recovering the costs of the Office for Professional Body Anti-Money-laundering Supervision (OPBAS): feedback on CP19/13 and consultation on fee-rate for 2019/20 [pdf]

    Consultation papers Published: 26/07/2019
  4. CP19/23: Signposting to travel insurance for customers with medical conditions [pdf]

    Consultation papers Published: 15/07/2019
  5. CP19/22: Prohibiting the sale to retail clients of investment products that reference cryptoassets [pdf]

    Consultation papers Published: 03/07/2019
    The FCA consulted on banning the sale, marketing and distribution of derivatives and exchange traded notes referencing cryptoassets to all retail consumers.
  6. CP19/22: Restricting the sale to retail clients of investment products that reference cryptoassets

    Consultations Consultation papers Published: 03/07/2019 Last modified: 08/11/2019
    CP19/22: Restricting the sale to retail clients of investment products that reference cryptoassets
  7. CP19/21: Proxy Advisors (Shareholders’ Rights) Regulation Implementation (DEPP and EG) [pdf]

    Consultation papers Published: 26/06/2019
  8. CP19/20: Our Framework: assessing adequate financial resources [pdf]

    Consultation papers Published: 13/06/2019
  9. CP19/20: Our framework: assessing adequate financial resources

    Consultations Consultation papers Published: 13/06/2019 Last modified: 08/11/2019
    The FCA are consulting on the purpose of adequate financial resources, what we look for from firms, and our expectations as to the practices firms should adopt within their assessments of adequate financial resources.
  10. CP19/19: Quarterly Consultation Paper No 24 [pdf]

    Consultation papers Published: 07/06/2019