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Find and participate in FCA consultations – this section lists our currently open consultations.

Showing 1 to 10 of 563 search results

  1. CP19/26: Draft technical standards on the content and format of STS notifications under the onshored Securitisation Regulation [pdf]

    Consultation papers Published: 30/07/2019
  2. CP19/25: Pension transfer advice: contingent charging and other proposed changes [pdf]

    Consultation papers Published: 30/07/2019
    This Consultation Paper sets out the FCA's proposed measures to change how advisers manage and deliver pension transfer advice, particularly for defined benefit (DB) to defined contribution (DC) transfers.
  3. CP19/25: Pension transfer advice: contingent charging and other proposed changes

    Consultations Consultation papers Published: 30/07/2019 Last modified: 30/07/2019
    This Consultation Paper sets out our proposed measures to change how advisers manage and deliver pension transfer advice, particularly for defined benefit (DB) to defined contribution (DC) transfers. The FCA is consulting on banning contingent charging and making other changes to our rules and guidance.
  4. CP19/26: Draft technical standards on the content and format of STS notifications under the onshored Securitisation Regulation

    Consultations Consultation papers Published: 30/07/2019 Last modified: 30/07/2019
    This is the first consultation paper (CP) setting out our proposed technical standards for the onshored Securitisation Regulation.
  5. CP19/24: Recovering the costs of OPBAS: feedback on CP19/13 and consultation on fee-rate for 2019/20

    Consultations Consultation papers Published: 29/07/2019 Last modified: 29/07/2019
    In this consultation paper, we feed back on the outcome of the consultation we conducted in March 2019 (CP19/13) on the structure of fees for recovering the costs of establishing and running the Office for Professional Body Anti-Money Laundering Supervision (OPBAS). We also set the fee rate for 2018/19 and are consulting on the fee rate for 2019/20...
  6. CP19/24: Recovering the costs of the Office for Professional Body Anti-Money-laundering Supervision (OPBAS): feedback on CP19/13 and consultation on fee-rate for 2019/20 [pdf]

    Consultation papers Published: 26/07/2019
  7. CP19/23: Signposting to travel insurance for customers with medical conditions [pdf]

    Consultation papers Published: 15/07/2019
  8. CP19/23: Signposting to travel insurance for consumers with medical conditions

    Consultations Consultation papers Published: 15/07/2019 Last modified: 15/07/2019
    The FCA are consulting on the purpose of adequate financial resources, what we look for from firms, and our expectations as to the practices firms should adopt within their assessments of adequate financial resources.
  9. CP19/22: Prohibiting the sale to retail clients of investment products that reference cryptoassets [pdf]

    Consultation papers Published: 03/07/2019
  10. CP19/22: Restricting the sale to retail clients of investment products that reference cryptoassets

    Consultations Consultation papers Published: 03/07/2019 Last modified: 03/07/2019
    We are consulting on banning the sale, marketing and distribution of derivatives and exchange traded notes referencing cryptoassets to all retail consumers.