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Find and participate in FCA consultations – this section lists our currently open consultations.

About 506 results.

  1. CP18/31: Increasing the award limit for the Financial Ombudsman Service [pdf]

    Consultation papers Published: 16/10/2018
    We are consulting on increasing the Financial Ombudsman Service’s (‘the ombudsman service’) award limit, which sets the amount of compensation the ombudsman service can require financial services firms to pay when it upholds a complaint against them.
  2. CP18/31: Increasing the award limit for the Financial Ombudsman Service

    Consultation papers Published: 16/10/2018 Last modified: 16/10/2018
    We are consulting on increasing the Financial Ombudsman Service’s (‘the ombudsman service’) award limit, which sets the amount of compensation the ombudsman service can require financial services firms to pay when it upholds a complaint against them.
  3. CP18/30: EU Securitisation Regulation Implementation (DEPP and EG) [pdf]

    Consultation papers Published: 12/10/2018
    The EU Securitisation Regulation and related amendment to the Capital Requirements Regulation (CRR) came into effect on 17 January 2018. Most of their provisions will come into force on 1 January 2019. We are consulting on a number of changes to ensure that our Handbook is consistent with the directly applicable EU Securitisation Regulation and...
  4. CP18/30: EU Securitisation Regulation Implementation (DEPP and EG)

    Consultation papers Published: 12/10/2018 Last modified: 12/10/2018
    The EU Securitisation Regulation and related amendment to the Capital Requirements Regulation (CRR) came into effect on 17 January 2018. Most of their provisions will come into force on 1 January 2019. We are consulting on a number of changes to ensure that our Handbook is consistent with the directly applicable EU Securitisation Regulation and...
  5. CP18/29: Temporary permissions regime for inbound firms and funds

    Consultation papers Published: 10/10/2018 Last modified: 10/10/2018
    The temporary permissions regime will allow EEA firms and funds to continue regulated business in the UK, if the UK leaves the EU in March 2019 without an implementation period in place. This consultation paper sets out how we expect the regime to work in practice, how firms and funds can enter it, how long it will operate for, and the rules we...
  6. CP18/28: Brexit: proposed changes to the Handbook and Binding Technical Standards – first consultation

    Consultation papers Published: 10/10/2018 Last modified: 10/10/2018
    In this paper, we publish our proposals on how we will amend our Handbook and EU derived binding technical standards (BTS) if the UK leaves the EU without an implementation period in place. We also set out our proposed approach to EU non-legislative material such as Level 3 Guidelines and Q&As.
  7. CP18/29: Temporary permissions regime for inbound firms and funds [pdf]

    Consultation papers Published: 09/10/2018
  8. CP18/28: Brexit: proposed changes to the Handbook and Binding Technical Standards – first consultation [pdf]

    Consultation papers Published: 09/10/2018
  9. CP 18/27: Consultation on illiquid assets and open-ended funds and feedback to Discussion Paper 17/1 [pdf]

    Consultation papers Published: 08/10/2018
    We are consulting on proposals to reduce the potential for harm to retail investors in funds that hold illiquid assets, particularly under stressed market conditions. These measures will also support our market integrity objective and help address financial stability concerns.
  10. CP 18/27: Consultation on illiquid assets and open-ended funds and feedback to Discussion Paper 17/1

    Consultation papers Published: 08/10/2018 Last modified: 08/10/2018
    We are consulting on proposals to reduce the potential for harm to retail investors in funds that hold illiquid assets, particularly under stressed market conditions. These measures will also support our market integrity objective and help address financial stability concerns.