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Find and participate in FCA consultations – this section lists our currently open consultations.

About 408 results.

  1. Review of the Effectiveness of Primary Markets: Enhancements to the Listing Regime: CP17/4 [pdf]

    Consultation papers Published: 14/02/2017
  2. Review of the effectiveness of primary markets

    Consultation papers Published: 14/02/2017 Last modified: 14/02/2017
    We are publishing a discussion paper and a consultation paper as part of our 2016/2017 Business Plan commitment to review the structure of the UK’s primary markets to ensure they continue to serve the needs of issuers and investors. While the two documents are separate and different in nature, they complement each other and many stakeholders in...
  3. CP17/3: Proposed Handbook changes to reflect the new regulatory framework for Insurance Linked Securities [pdf]

    Consultation papers Published: 31/01/2017
    We are consulting on our proposals for the changes required to the FCA Handbook to incorporate the new regulated activity of insurance risk transformation.
  4. CP17/3: Proposed Handbook changes to reflect the new regulatory framework for Insurance Linked Securities

    Consultation papers Published: 31/01/2017 Last modified: 31/01/2017
    We are consulting on our proposals for the changes required to the FCA Handbook to incorporate the new regulated activity of insurance risk transformation.
  5. CP17/2: CASS 7A and the special administration regime review [pdf]

    Consultation papers Published: 23/01/2017
    This consultation paper seeks feedback on a number of aspects of the client assets regime, in particular regarding the client money distribution rules and their interaction with the special administration regime.
  6. CP17/2: CASS 7A and the special administration regime review

    Consultation papers Published: 23/01/2017 Last modified: 23/01/2017
    This consultation paper seeks feedback on a number of aspects of the client assets regime, in particular regarding the client money distribution rules and their interaction with the special administration regime.
  7. CP17/1: Financial Services Compensation Scheme – management expenses levy limit 2017/18 [pdf]

    Consultation papers Published: 16/01/2017
    In a joint consultation with the Prudential Regulation Authority, we are consulting on the management expenses levy limit for the Financial Services Compensation Scheme.
  8. CP17/1: Financial Services Compensation Scheme – management expenses levy limit 2017/18

    Consultation papers Published: 16/01/2017 Last modified: 14/02/2017
    In a joint consultation with the Prudential Regulation Authority (PRA), we are consulting on the management expenses levy limit (MELL) for the Financial Services Compensation Scheme (FSCS).
  9. CP16/43: Markets in Financial Instruments Directive II implementation – Consultation Paper IV [pdf]

    Consultation papers Published: 16/12/2016
    We are consulting on our fourth set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.
  10. CP16/43: Markets in Financial Instruments Directive II implementation – Consultation Paper IV

    Consultation papers Published: 16/12/2016 Last modified: 20/02/2017
    We are consulting on our fourth set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.