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  1. Notification following entry into contractual run-off (FSMA) [pdf]

    Handbook Published: 31/12/2020
    Direction covering the notification to the FCA of an EEA firm’s entry into the contractual run-off regime within the UK’s financial services contracts regime.

  2. Notification following entry into contractual run-off (EEA authorised electronic money institutions) [pdf]

    Handbook Published: 31/12/2020
    Direction covering the notification to the FCA of an EEA electronic money institution’s entry into the contractual run-off regime within the UK’s financial services regime.

  3. Notification following entry into supervised run-off (EEA authorised electronic money institutions) [pdf]

    Handbook Published: 31/12/2020
    Direction covering the notification to the FCA of an EEA electronic money institution’s entry into the supervised run-off regime within the UK’s financial services contracts regime.

  4. Notification following entry into contractual run-off (Payments) [pdf]

    Handbook Published: 31/12/2020
    Direction covering the notification to the FCA of an EEA payments institution’s entry into the contractual run-off regime within the UK’s financial services regime.

  5. Notification following entry into supervised run-off (Payments) [pdf]

    Handbook Published: 31/12/2020
    Direction covering the notification to the FCA of an EEA payments institution’s entry into the supervised run-off regime within the UK’s financial services contracts regime.

  6. Benchmarks administrator notification form [docx]

    Published: 31/12/2020
    Equivalence notification

  7. Benchmark schedule form equivalence [xlsx]

    Published: 31/12/2020
    Benchmark schedule form equivalence

  8. Transitional direction for the derivatives trading obligation [pdf]

    Handbook Published: 31/12/2020
    FCA transitional direction for the derivatives trading obligation

  9. Explanatory note for the transitional direction for the derivatives trading obligation [pdf]

    Handbook Published: 31/12/2020
    Explanatory note for the transitional direction for the derivatives trading obligation

  10. Full-scope Gibraltar alternative investment fund managers (AIFMs) marketing funds under Regulation 57 [docx]

    Published: 31/12/2020
    National Private Placement Regime – marketing notification form