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Find and participate in FCA consultations – this section lists our currently open consultations.

Showing 81 to 90 of 2011 search results

  1. FG20/1: Assessing adequate financial resources

    Finalised guidance Published: 11/06/2020 Last modified: 11/06/2020
    We are publishing final guidance on a framework to help financial services firms ensure they have adequate financial resources and to take effective steps to minimise harm.
  2. Primary Market Bulletin Issue No. 29

    Newsletters Published: 09/06/2020 Last modified: 09/06/2020
    In this special edition, we publish a statement on feedback we received from PMB25 and the changes we have made in response. We also include the final note.
  3. CP20/7: Quarterly Consultation No 28 [pdf]

    Consultation papers Published: 05/06/2020
    CP20/7: Quarterly Consultation No 28
  4. PS20/6: Pension transfer advice: feedback on CP19/25 and our final rules and guidance [pdf]

    Policy statements Published: 05/06/2020
    The FCA has published new rules and guidance on pension transfer advice, particularly defined benefit (DB) to defined contribution (DC) transfers.
  5. GC20/1: Advising on pension transfers [pdf]

    Guidance consultations Published: 05/06/2020
    The FCA is consulting on guidance on what it expects from firms when advising on pension transfers and conversions, particularly from defined benefit (DB) schemes to defined contribution (DC) schemes.
  6. GC20/1: Advising on pension transfers

    Policy and guidance Guidance consultations Published: 05/06/2020 Last modified: 05/06/2020
    The FCA is consulting on guidance on what it expects from firms when advising on pension transfers and conversions, particularly from defined benefit (DB) schemes to defined contribution (DC) schemes. This Guidance Consultation sets out best practice and case study examples of suitable and unsuitable advice.
  7. CP20/7: Quarterly Consultation Paper No 28

    Consultation papers Published: 05/06/2020 Last modified: 05/06/2020
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.
  8. PS20/6 Pension transfer advice: feedback on CP19/25 and our final rules and guidance

    Policy and guidance Policy statements Published: 05/06/2020 Last modified: 05/06/2020
    The FCA has published new rules and guidance on pension transfer advice, particularly defined benefit (DB) to defined contribution (DC) transfers. This Policy Statement forms part of a wider package to improve the suitability of pension transfer advice.
  9. FS20/07: Product Value and coronavirus: guidance for insurance firms [pdf]

    Feedback statements Published: 03/06/2020
    On 1 May 2020, we published draft guidance for insurance firms on assessing the value of their products in light of Coronavirus (Covid-19). This was subject to a short consultation period, which closed on 15 May.
  10. FS20/7: Product Value and coronavirus: guidance for insurance firms

    Policy and guidance Feedback statements Published: 03/06/2020 Last modified: 03/06/2020
    On 1 May 2020, we published draft guidance for insurance firms on assessing the value of their products in light of Coronavirus (Covid-19). This was subject to a short consultation period, which closed on 15 May.