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Find and participate in FCA consultations – this section lists our currently open consultations.

Showing 61 to 70 of 1851 search results

  1. FS19/5: Effective competition in non-workplace pensions

    Feedback statements Published: 30/07/2019 Last modified: 30/07/2019
    We have published our recent work on competition in the non-workplace pensions market. We are setting out the issues we have identified and seek stakeholder views to help develop our proposals for change.
  2. CP19/26: Draft technical standards on the content and format of STS notifications under the onshored Securitisation Regulation

    Consultations Consultation papers Published: 30/07/2019 Last modified: 10/12/2019
    This is the first consultation paper (CP) setting out our proposed technical standards for the onshored Securitisation Regulation.
  3. CP19/25: Pension transfer advice: contingent charging and other proposed changes

    Consultations Consultation papers Published: 30/07/2019 Last modified: 30/07/2019
    This Consultation Paper sets out our proposed measures to change how advisers manage and deliver pension transfer advice, particularly for defined benefit (DB) to defined contribution (DC) transfers. The FCA is consulting on banning contingent charging and making other changes to our rules and guidance.
  4. CP19/24: Recovering the costs of OPBAS: feedback on CP19/13 and consultation on fee-rate for 2019/20

    Consultations Consultation papers Published: 29/07/2019 Last modified: 08/11/2019
    CP19/24: Recovering the costs of OPBAS: feedback on CP19/13 and consultation on fee-rate for 2019/20
  5. PS19/20: Optimising the Senior Managers & Certification Regime and feedback to CP19/4 [pdf]

    Policy statements Published: 26/07/2019
  6. CP19/24: Recovering the costs of the Office for Professional Body Anti-Money-laundering Supervision (OPBAS): feedback on CP19/13 and consultation on fee-rate for 2019/20 [pdf]

    Consultation papers Published: 26/07/2019
  7. Handbook Notice 68 [pdf]

    Handbook Published: 26/07/2019
    This Handbook Notice describes certain changes to the Handbook, Binding Technical Standards and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 11 July 2019 and 25 July 2019. Additionally, this Notice contains information about other publications relating to the Handbook.
  8. PS19/20: Optimising the Senior Managers & Certification Regime and feedback to CP19/4

    Policy statements Published: 26/07/2019 Last modified: 26/07/2019
    The Senior Managers & Certification Regime (SM&CR) was introduced for banking firms in 2016 and insurers in December 2018. It will apply to solo-regulated firms from December 2019.
  9. GC19/3: Guidance for firms on the fair treatment of vulnerable customers [pdf]

    Guidance consultations Published: 23/07/2019 Last modified: 23/07/2019
    Protecting vulnerable consumers is a key priority for the FCA. There are many different drivers of vulnerability, and our Financial Lives Survey showed that 50% of UK adults display one or more characteristics of being potentially vulnerable.
  10. GC19/3: Guidance for firms on the fair treatment of vulnerable customers

    Guidance consultations Published: 23/07/2019 Last modified: 07/11/2019
    GC19/3: Guidance for firms on the fair treatment of vulnerable customers