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Find and participate in FCA consultations – this section lists our currently open consultations.

About 1488 results.

  1. FG17/9: Guidance for firms on how to calculate redress for unsuitable defined benefit pension transfers [pdf]

    Finalised guidance Published: 27/10/2017
    This is our finalised guidance for firms on how to calculate redress for unsuitable defined benefit pension transfers.
  2. FG17/9: Summary of feedback received [pdf]

    Finalised guidance Published: 27/10/2017
    A summary of feedback we received to GC17/1: Changes to the way firms calculate redress for unsuitable defined benefit pension transfers.
  3. CP17/35: Recovering the costs of the Office for Professional Body Anti-Money Laundering Supervision (OPBAS): fees proposals

    Consultation papers Published: 27/10/2017 Last modified: 30/10/2017
    We are consulting on proposals for recovering the costs of establishing and running the Office for Professional Body Anti-Money Laundering Supervision (OPBAS).
  4. PS17/22: Review of the Effectiveness of Primary Markets: Enhancements to the Listing Regime [pdf]

    Policy statements Published: 26/10/2017
  5. PS17/23: Reforming the availability of the information in the UK equity IPO process [pdf]

    Policy statements Published: 26/10/2017
  6. FS17/3: Feedback Statement to DP17/2 Review of the Effectiveness of Primary Markets: the UK Primary Markets Landscape [pdf]

    Feedback statements Published: 26/10/2017
  7. Handbook Notice 48 [pdf]

    PPI Handbook Published: 20/10/2017 Last modified: 19/10/2017
    This Handbook Notice describes the changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 12 September and 19 October 2017. It also describes changes made by the Board of the Financial Ombudsman Service to its rules, guidance and standard terms on 11...
  8. PRA CP18/17, FCA CP17/34: Occasional Consultation Paper [pdf]

    Consultation papers Published: 03/10/2017
  9. CP17/34: Joint PRA and FCA form, PRA Rulebook, and FCA Handbook changes - MiFID II, IDD and BMR amendments

    Consultation papers Published: 03/10/2017 Last modified: 03/10/2017
    We are jointly consulting with the PRA on proposed changes to forms used by MiFID investment firms.
  10. FG17/8: Streamlined advice and consolidated guidance [pdf]

    Finalised guidance Published: 28/09/2017
    This paper sets out finalised guidance on streamlined advice and the fact find process, in response to two FAMR recommendations.