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Find and participate in FCA consultations – this section lists our currently open consultations.

About 1484 results.

  1. CP17/37: Industry Codes of Conduct and Discussion Paper on FCA Principle 5 [pdf]

    Consultation papers Published: 03/11/2017
    We are consulting on our approach to supervising adherence to proper standards of market conduct for unregulated markets and activities, including standards set out in industry-written codes of conduct.
  2. CP17/37: Consultation Paper on Industry Codes of Conduct and Discussion Paper on FCA principle 5

    Consultation papers Published: 03/11/2017 Last modified: 03/11/2017
    We are consulting on our approach to supervising adherence to proper standards of market conduct for unregulated markets and activities, including standards set out in industry-written codes of conduct.
  3. PS17/24: Handbook changes to reflect the new regulatory framework for Insurance-Linked Securities – Feedback to CP16/34 and CP17/3 and near-final rules [pdf]

    Policy statements Published: 01/11/2017
  4. CP17/36: Reviewing the funding of the Financial Services Compensation Scheme (FSCS): feedback from CP16/42, final rules, and new proposals for consultation [pdf]

    Consultation papers Published: 30/10/2017
  5. CP17/36: Reviewing the funding of the Financial Services Compensation Scheme (FSCS): feedback from CP16/42, final rules, and new proposals for consultation

    Consultation papers Published: 30/10/2017 Last modified: 30/10/2017
    We are consulting on proposals to change how the FSCS is funded and to increase the protection it provides to consumers.
  6. FG17/9: Guidance for firms on how to calculate redress for unsuitable defined benefit pension transfers [pdf]

    Finalised guidance Published: 27/10/2017
    This is our finalised guidance for firms on how to calculate redress for unsuitable defined benefit pension transfers.
  7. CP17/35: Recovering the costs of the Office for Professional Body Anti-Money Laundering Supervision (OPBAS): fees proposals [pdf]

    Consultation papers Published: 27/10/2017
    We are consulting on proposals for recovering the costs of establishing and running the Office for Professional Body Anti-Money Laundering Supervision (OPBAS).
  8. FG17/9: Summary of feedback received [pdf]

    Finalised guidance Published: 27/10/2017
    A summary of feedback we received to GC17/1: Changes to the way firms calculate redress for unsuitable defined benefit pension transfers.
  9. CP17/35: Recovering the costs of the Office for Professional Body Anti-Money Laundering Supervision (OPBAS): fees proposals

    Consultation papers Published: 27/10/2017 Last modified: 30/10/2017
    We are consulting on proposals for recovering the costs of establishing and running the Office for Professional Body Anti-Money Laundering Supervision (OPBAS).
  10. PS17/22: Review of the Effectiveness of Primary Markets: Enhancements to the Listing Regime [pdf]

    Policy statements Published: 26/10/2017