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Find and participate in FCA consultations – this section lists our currently open consultations.

About 1525 results.

  1. PS18/3: Perimeter guidance on personal recommendations on retail investments [pdf]

    Policy statements Published: 23/02/2018
    In this Policy Statement we report on the main issues arising from Consultation Paper 17/28 Financial Advice Market Review (FAMR): Implementation Part II and publish the final rules and guidance.
  2. Handbook Notice 52 [pdf]

    Handbook Published: 23/02/2018
    This Handbook Notice describes the changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 22 February 2018. Additionally, this Notice contains information about other publications relating to the Handbook.
  3. PS18/3: Perimeter guidance on personal recommendations on retail investments

    Policy statements Published: 23/02/2018 Last modified: 23/02/2018
    This Policy Statement sets out our response to feedback on new perimeter guidance on what constitutes a personal recommendation, which we published in consultation CP17/28: FAMR Implementation Part II and insistent clients (PDF).
  4. Call for Input: Using technology to achieve smarter regulatory reporting [pdf]

    Calls for input Published: 20/02/2018
    In this call for input we invite views on a ‘proof of concept’ which could potentially make it easier for firms to meet their regulatory reporting requirements and improve the quality of information they provide.
  5. Call for Input: Using technology to achieve smarter regulatory reporting

    Calls for input Published: 20/02/2018 Last modified: 30/03/2018
    In this call for input we invite views on a ‘proof of concept’ which could potentially make it easier for firms to meet their regulatory reporting requirements and improve the quality of information they provide.
  6. CP18/5: EU Benchmarks Regulation Implementation (DEPP and EG) [pdf]

    Consultation papers Published: 05/02/2018
  7. CP18/5: EU Benchmarks Regulation Implementation (DEPP and EG)

    Consultation papers Published: 05/02/2018 Last modified: 23/03/2018
    We are consulting on changes to our Handbook because of the changes introduced by the EU Benchmarks Regulation and the UK Benchmarks Regulations 2018.
  8. DP18/01: Effective competition in non-workplace pensions [pdf]

    Discussion papers Published: 02/02/2018
  9. Effective competition in non-workplace pensions: DP18/1

    Discussion papers Published: 02/02/2018 Last modified: 12/03/2018
    We are launching a discussion with industry, consumers and their representatives, in order to better understand the market for non-workplace pensions: the providers, the consumers and the relationship between them.
  10. High-cost Credit Review – update [pdf]

    Feedback statements Published: 31/01/2018