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Find and participate in FCA consultations – this section lists our currently open consultations.

About 1525 results.

  1. FG18/2: Staff incentives, remuneration and performance management in consumer credit firms [pdf]

    Finalised guidance Published: 27/03/2018
    This FCA final guidance sets out how consumer credit firms should manage risks related to how they pay and manage the performance of their staff.
  2. PS18/7: Staff incentives, remuneration and performance management in consumer credit firms

    Policy statements Published: 27/03/2018 Last modified: 27/03/2018
    This FCA Policy Statement responds to feedback arising from CP17/20 and it sets final rules for staff incentives, remuneration and performance management in consumer credit firms.
  3. FG18/2: Staff incentives, remuneration and performance management in consumer credit firms

    Finalised guidance Published: 27/03/2018 Last modified: 27/03/2018
    The FCA sets final guidance on how consumer credit firms should manage risks related to how they pay and manage the performance of their staff.
  4. GC18/1: Proposed guidance on financial crime systems and controls: insider dealing and market manipulation

    Guidance consultations Published: 27/03/2018 Last modified: 27/03/2018
    We are consulting on changes to the Financial Crime Guide for firms, proposing to add a chapter on insider dealing and market manipulation and make miscellaneous changes as a result of recent regulatory changes to ensure the guide remains up to date.
  5. CP18/7: Improving the quality of pension transfer advice [pdf]

    Consultation papers Published: 26/03/2018
    This Consultation Paper follows on from our recent publications on advising on pension transfers: in particular, CP17/16 and PS18/6.
  6. PS18/6 Advising on Pension Transfers [pdf]

    Policy statements Published: 26/03/2018
    The FCA has published rules and guidance on how advice should be provided to consumers on pension transfers where consumers are considering giving up safeguarded benefits, primarily for transfers from defined benefit to defined contribution pension schemes.|We have published new rules and guidance on how advice should be provided to consumers on...
  7. CP18/7: Improving the quality of pension transfer advice

    Consultation papers Published: 26/03/2018 Last modified: 26/03/2018
    The FCA is consulting on improving the quality of pension transfer advice. The consultation closes on 25 May 2018.
  8. PS18/6: Advising on Pension Transfers

    Policy statements Published: 26/03/2018 Last modified: 26/03/2018
    The FCA has published rules on how advice should be provided to consumers on pension transfers where consumers are considering giving up safeguarded benefits.
  9. GC18/1: Proposed guidance on financial crime systems and controls: insider dealing and market manipulation [pdf]

    Guidance consultations Published: 23/03/2018
  10. Handbook Notice 53 [pdf]

    Handbook Published: 23/03/2018
    This Handbook Notice describes the changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 22 February 2018 and 22 March 2018. It also describes the rules and standard terms made by the Financial Ombudsman Service on 7 March 2018.|This Handbook Notice...