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Find and participate in FCA consultations – this section lists our currently open consultations.

Showing 11 to 20 of 1808 search results

  1. PS19/21: Retirement Outcomes Review: feedback on CP19/5 and our final rules and guidance

    Policy statements Published: 30/07/2019 Last modified: 30/07/2019
    This Policy Statement summarises the feedback received to our second consultation on remedies from the Retirement Outcomes Review (ROR). It sets out our final rules on investment pathways and the other remedies in CP19/5.
  2. FS19/5: Effective competition in non-workplace pensions

    Feedback statements Published: 30/07/2019 Last modified: 30/07/2019
    We have published our recent work on competition in the non-workplace pensions market. We are setting out the issues we have identified and seek stakeholder views to help develop our proposals for change.
  3. CP19/26: Draft technical standards on the content and format of STS notifications under the onshored Securitisation Regulation

    Consultations Consultation papers Published: 30/07/2019 Last modified: 30/07/2019
    This is the first consultation paper (CP) setting out our proposed technical standards for the onshored Securitisation Regulation.
  4. CP19/25: Pension transfer advice: contingent charging and other proposed changes

    Consultations Consultation papers Published: 30/07/2019 Last modified: 30/07/2019
    This Consultation Paper sets out our proposed measures to change how advisers manage and deliver pension transfer advice, particularly for defined benefit (DB) to defined contribution (DC) transfers. The FCA is consulting on banning contingent charging and making other changes to our rules and guidance.
  5. CP19/24: Recovering the costs of OPBAS: feedback on CP19/13 and consultation on fee-rate for 2019/20

    Consultations Consultation papers Published: 29/07/2019 Last modified: 29/07/2019
    In this consultation paper, we feed back on the outcome of the consultation we conducted in March 2019 (CP19/13) on the structure of fees for recovering the costs of establishing and running the Office for Professional Body Anti-Money Laundering Supervision (OPBAS). We also set the fee rate for 2018/19 and are consulting on the fee rate for 2019/20...
  6. PS19/20: Optimising the Senior Managers & Certification Regime and feedback to CP19/4 [pdf]

    Policy statements Published: 26/07/2019
  7. CP19/24: Recovering the costs of the Office for Professional Body Anti-Money-laundering Supervision (OPBAS): feedback on CP19/13 and consultation on fee-rate for 2019/20 [pdf]

    Consultation papers Published: 26/07/2019
  8. Handbook Notice 68 [pdf]

    Handbook Published: 26/07/2019
    This Handbook Notice describes certain changes to the Handbook, Binding Technical Standards and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 11 July 2019 and 25 July 2019. Additionally, this Notice contains information about other publications relating to the Handbook.
  9. PS19/20: Optimising the Senior Managers & Certification Regime and feedback to CP19/4

    Policy statements Published: 26/07/2019 Last modified: 26/07/2019
    The Senior Managers & Certification Regime (SM&CR) was introduced for banking firms in 2016 and insurers in December 2018. It will apply to solo-regulated firms from December 2019.
  10. GC19/3: Guidance for firms on the fair treatment of vulnerable customers [pdf]

    Guidance consultations Published: 23/07/2019 Last modified: 23/07/2019
    Protecting vulnerable consumers is a key priority for the FCA. There are many different drivers of vulnerability, and our Financial Lives Survey showed that 50% of UK adults display one or more characteristics of being potentially vulnerable.