Publications

Filter results
Expand / Collapse
Filter by document type
Filter by year
Sort by:

Search results

Find and participate in FCA consultations – this section lists our currently open consultations.

About 1611 results.

  1. CP18/30: EU Securitisation Regulation Implementation (DEPP and EG)

    Consultation papers Published: 12/10/2018 Last modified: 12/10/2018
    The EU Securitisation Regulation and related amendment to the Capital Requirements Regulation (CRR) came into effect on 17 January 2018. Most of their provisions will come into force on 1 January 2019. We are consulting on a number of changes to ensure that our Handbook is consistent with the directly applicable EU Securitisation Regulation and...
  2. GC18/4: Senior Managers and Certification Regime: Proposed guidance on statements of responsibilities and responsibilities maps for FCA firms [pdf]

    Guidance consultations Published: 11/10/2018
  3. GC18/4: Senior Managers and Certification Regime – Proposed guidance on statements of responsibilities for FCA firms

    Guidance consultations Published: 11/10/2018 Last modified: 19/10/2018
    We are consulting on changes to the Financial Crime Guide for firms, proposing to add a chapter on insider dealing and market manipulation and make miscellaneous changes as a result of recent regulatory changes to ensure the guide remains up to date.
  4. CP18/28: Brexit: proposed changes to the Handbook and Binding Technical Standards – first consultation

    Consultation papers Published: 10/10/2018 Last modified: 10/10/2018
    In this paper, we publish our proposals on how we will amend our Handbook and EU derived binding technical standards (BTS) if the UK leaves the EU without an implementation period in place. We also set out our proposed approach to EU non-legislative material such as Level 3 Guidelines and Q&As.
  5. CP18/29: Temporary permissions regime for inbound firms and funds

    Consultation papers Published: 10/10/2018 Last modified: 10/10/2018
    The temporary permissions regime will allow EEA firms and funds to continue regulated business in the UK, if the UK leaves the EU in March 2019 without an implementation period in place. This consultation paper sets out how we expect the regime to work in practice, how firms and funds can enter it, how long it will operate for, and the rules we...
  6. CP18/29: Temporary permissions regime for inbound firms and funds [pdf]

    Consultation papers Published: 09/10/2018
  7. CP18/28: Brexit: proposed changes to the Handbook and Binding Technical Standards – first consultation [pdf]

    Consultation papers Published: 09/10/2018
  8. CP 18/27: Consultation on illiquid assets and open-ended funds and feedback to Discussion Paper 17/1 [pdf]

    Consultation papers Published: 08/10/2018
    We are consulting on proposals to reduce the potential for harm to retail investors in funds that hold illiquid assets, particularly under stressed market conditions. These measures will also support our market integrity objective and help address financial stability concerns.
  9. CP 18/27: Consultation on illiquid assets and open-ended funds and feedback to Discussion Paper 17/1

    Consultation papers Published: 08/10/2018 Last modified: 08/10/2018
    We are consulting on proposals to reduce the potential for harm to retail investors in funds that hold illiquid assets, particularly under stressed market conditions. These measures will also support our market integrity objective and help address financial stability concerns.
  10. PS18/20: Improving the quality of pension transfer advice – feedback on CP18/7 and final rules and guidance [pdf]

    Policy statements Published: 04/10/2018
    In this policy statement (PS) we summarise and respond to feedback to Consultation Paper CP18/7: Improving the quality of pension transfer advice. We also publish final rules and guidance.