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Find and participate in FCA consultations – this section lists our currently open consultations.

Showing 11 to 20 of 1851 search results

  1. PS19/28: Proxy Advisors (Shareholders’ Rights) Regulations Implementation (DEPP and EG)

    Policy and guidance Policy statements Published: 25/11/2019 Last modified: 25/11/2019
    We are setting out changes to our DEPP and EG regulatory guides and processes now that we have new powers to discipline and investigate proxy advisors.
  2. Handbook Notice 71 [pdf]

    Handbook Published: 22/11/2019
    This Handbook Notice describes certain changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 24 October 2019 and 21 November 2019. Additionally, this Notice contains information about other publications relating to the Handbook.
  3. FG19/5: The GI distribution chain: Guidance for insurance product manufacturers and distributors [pdf]

    Finalised guidance Published: 19/11/2019
    This guidance gives further clarity on our expectations of firms in the GI and pure protection sector.
  4. FG19/5: Summary of feedback received [pdf]

    Finalised guidance Published: 19/11/2019
    Summary of feedback from The GI distribution chain: Proposed guidance for insurance product manufacturers and distributors GC19/2.
  5. FG19/05: General insurance distribution chain: Finalised guidance for insurance product manufacturers and distributors

    Finalised guidance Published: 19/11/2019 Last modified: 19/11/2019
    FG19/5: This guidance gives further clarity on our expectations of firms in the GI and pure protection sector. In particular, how firms should consider the value that the product and distribution arrangements present to the customer.
  6. CP19/30: Regulatory fees and levies: policy proposals for 2020/21 [pdf]

    Consultation papers Published: 13/11/2019
    This FCA consultation paper sets out the proposed policy changes to the way the FCA will raise its fees from 2020/21.
  7. CP19/30: Regulatory fees and levies: policy proposals for 2020/21

    Consultation papers Published: 13/11/2019 Last modified: 13/11/2019
    This FCA consultation paper sets out FCA's proposed policy changes to the way it will raise FCA fees from 2020/21. It is part of the FCA's annual cycle of consultation on fees.
  8. Handbook Notice 70 [pdf]

    Handbook Published: 31/10/2019
    This Handbook Notice describes certain changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 26 September 2019 and 24 October 2019. Additionally, this Notice contains information about other publications relating to the Handbook.
  9. Market Watch 62 [pdf]

    Newsletters Published: 30/10/2019
    In this Market Watch, we share our concerns about personal account dealing (PAD) - where employees of an authorised firm trade for themselves rather than for clients.
  10. Temporary Permissions Regime: amended direction (AIFM, 30 January 2020) [pdf]

    Handbook Published: 30/10/2019
    Temporary Permissions Regime: amended direction (AIFM, 30 January 2020).