Publications

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Find and participate in FCA consultations – this section lists our currently open consultations.

About 1791 results.

  1. GC19/3: Guidance for firms on the fair treatment of vulnerable customers [pdf]

    Guidance consultations Published: 23/07/2019 Last modified: 23/07/2019
    Protecting vulnerable consumers is a key priority for the FCA. There are many different drivers of vulnerability, and our Financial Lives Survey showed that 50% of UK adults display one or more characteristics of being potentially vulnerable.
  2. GC19/3: Guidance for firms on the fair treatment of vulnerable customers

    Guidance consultations Published: 23/07/2019 Last modified: 23/07/2019
    We are consulting on Guidance for firms on the fair treatment of vulnerable customers in order to provide regulatory clarity for firms involved in the supply of products or services to retail customers who are actually, or are potentially, vulnerable. Read GC19/3 (PDF) Background to this consultation In our Approach to Consumers, published July...
  3. FS19/4: Fair Pricing in Financial Services: summary of responses and next steps [pdf]

    Feedback statements Published: 18/07/2019
  4. CP19/23: Signposting to travel insurance for customers with medical conditions [pdf]

    Consultation papers Published: 15/07/2019
  5. CP19/23: Signposting to travel insurance for consumers with medical conditions

    Consultations Consultation papers Published: 15/07/2019 Last modified: 15/07/2019
    The FCA are consulting on the purpose of adequate financial resources, what we look for from firms, and our expectations as to the practices firms should adopt within their assessments of adequate financial resources.
  6. CP19/22: Prohibiting the sale to retail clients of investment products that reference cryptoassets [pdf]

    Consultation papers Published: 03/07/2019
  7. CP19/22: Restricting the sale to retail clients of investment products that reference cryptoassets

    Consultations Consultation papers Published: 03/07/2019 Last modified: 03/07/2019
    We are consulting on banning the sale, marketing and distribution of derivatives and exchange traded notes referencing cryptoassets to all retail consumers.
  8. PS19/18: Restricting contract for difference products sold to retail clients [pdf]

    Policy statements Published: 01/07/2019
  9. PS19/19: FCA regulated fees and levies 2019/20: Including feedback on CP19/16 and ‘made rules’ [pdf]

    Policy statements Published: 01/07/2019
  10. PS19/18: Restricting contract for difference products sold to retail clients

    Policy statements Published: 01/07/2019 Last modified: 02/07/2019
    We have finalised rules restricting how CFDs and CFD-like options are sold, marketed, and distributed to retail consumers.