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Find and participate in FCA consultations – this section lists our currently open consultations.

About 1330 results.

  1. GC17/2: Treatment of politically exposed persons (PEPs) under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [pdf]

    Guidance consultations Published: 16/03/2017
    We are consulting on new guidance for how financial services firms should treat customers who are politically exposed persons when meeting their anti-money laundering obligations.
  2. GC17/2: Treatment of politically exposed persons (PEPs) under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

    Guidance consultations Published: 16/03/2017 Last modified: 16/03/2017
    We are consulting on new guidance for how financial services firms should treat customers who are politically exposed persons (PEPs) when meeting their anti-money laundering obligations.
  3. GC17/1: Changes to the way firms calculate redress for unsuitable defined benefit pension transfers [pdf]

    Guidance consultations Published: 10/03/2017
    We are consulting on updating the methodology used to calculate the levels of redress due in cases of unsuitable advice on transfers from defined benefit pension schemes to personal pensions.
  4. GC17/1: Changes to the way firms calculate redress for unsuitable defined benefit pension transfers

    Guidance consultations Published: 10/03/2017 Last modified: 10/03/2017
    We are consulting on updating the methodology used to calculate the levels of redress due in cases of unsuitable advice on transfers from defined benefit pension schemes to personal pensions.
  5. PS17/4: Handbook changes to reflect the introduction of the Lifetime ISA [pdf]

    Policy statements Published: 07/03/2017
    In this Policy Statement, we summarise the feedback received from our consultation on introducing the Lifetime Individual Savings Account and publish the resulting rules and guidance.
  6. PS17/4: Handbook changes to reflect the introduction of the Lifetime ISA

    Policy statements Published: 07/03/2017 Last modified: 07/03/2017
    In this Policy Statement, we summarise the feedback received from our consultation on introducing the Lifetime Individual Savings Account (LISA) and publish the resulting rules and guidance.
  7. CP17/7: Insurance Distribution Directive Implementation – Consultation Paper I [pdf]

    Consultation papers Published: 06/03/2017
    We are consulting on our proposals for changes required to comply with the Insurance Distribution Directive.
  8. CP17/7: Insurance Distribution Directive implementation – consultation paper I

    Consultation papers Published: 06/03/2017 Last modified: 06/03/2017
    We are consulting on our proposals for changes required to comply with the Insurance Distribution Directive (IDD).
  9. CP17/6: Quarterly Consultation Paper No. 16 [pdf]

    Consultation papers Published: 03/03/2017
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.
  10. CP17/6: Quarterly Consultation Paper No. 16

    Consultation papers Published: 03/03/2017 Last modified: 15/03/2017
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.