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Find and participate in FCA consultations – this section lists our currently open consultations.

About 1728 results.

  1. Primary Market Bulletin Issue 22 [pdf]

    Newsletters Published: 20/03/2019
    In this edition, we advise issuers and other stakeholders of key changes to the Listing Rules, the Disclosure Guidance and Transparency Rules and the Prospectus Rules that will be applicable if the UK leaves the EU on 29 March 2019 without an implementation period (a no-deal scenario).
  2. CP19/12: Consultation on Investment Platforms Market Study Remedies [pdf]

    Consultation papers Published: 14/03/2019
  3. CP19/13: Recovering the costs of the Office for Professional Body Anti-Money-laundering Supervision (OPBAS): further consultation on fees structure [pdf]

    Consultation papers Published: 14/03/2019
  4. Supervisory Statement on the Operation of the MiFID Transparency Regime post-Brexit [pdf]

    Policy statements Published: 14/03/2019
  5. CP19/12: Consultation on Investment Platforms Market Study Remedies

    Consultation papers Published: 14/03/2019 Last modified: 14/03/2019
    This consultation sets out our policy remedies from the Investment Platforms Market Study (IPMS). These proposed changes are designed to reduce the barriers to effective competition experienced by consumers who use platforms and similar services, as described in the IPMS Final Report.
  6. CP19/13: Recovering the costs of the Office for Professional Body Anti-Money-laundering Supervision (OPBAS): further consultation on fees structure

    Consultation papers Published: 14/03/2019 Last modified: 22/03/2019
    In this consultation paper, we feed back on the outcome of the consultation we conducted in October 2018 (CP18/32) on the variable fee we will charge professional body supervisors (PBSs) in 2018/19 to recover the costs of establishing and running the Office for Professional Body Anti-Money Laundering Supervision (OPBAS). We are also consulting...
  7. Digital Regulatory Reporting: Pilot Phase 1 Report [pdf]

    Discussion papers Published: 13/03/2019
  8. CP19/11: Securitisation (Amendment) (EU Exit) Regulations 2019 and Securitisation Regulations 2018 (proposed changes to DEPP and EG) [pdf]

    Consultation papers Published: 11/03/2019
  9. CP19/11: Handbook changes to reflect the application of the Securitisation (Amendment) (EU Exit) Regulations 2019 and Securitisation Regulations 2018

    Consultation papers Published: 11/03/2019 Last modified: 11/03/2019
    Securitisation Repositories (SRs) in the European Union (EU) are currently regulated by the European Securities and Markets Authority (ESMA). The Treasury intends to transfer responsibility for regulating SRs to the FCA when the UK leaves the EU on 29 March 2019. To do so the Treasury has laid before Parliament the Securitisation (Amendment) (EU...
  10. PS19/7: The Directory [pdf]

    Policy statements Published: 08/03/2019