Publications

Clear all
Filter results
Expand / Collapse
Select year
Select date
Filter by document type

Find and participate in FCA consultations – this section lists our currently open consultations.

About 1376 results.

  1. GC17/5: Proposed guidance on our approach to the review of Part VII insurance business transfers [pdf]

    Guidance consultations Published: 15/05/2017
    We are consulting on our approach to reviewing insurance business transfers schemes under Part VII of the Financial Services and Markets Act 2000.
  2. GC17/5: Proposed guidance on our approach to the review of Part VII insurance business transfers

    Guidance consultations Published: 15/05/2017 Last modified: 15/05/2017
    We are consulting on our approach to reviewing insurance business transfers schemes under Part VII of the Financial Services and Markets Act 2000.
  3. PS17/11: Review of appropriate qualification exam standards [pdf]

    Policy statements Published: 09/05/2017
    This Policy Statement sets out the final, updated appropriate exam standards for appropriate qualifications listed in the our training and competence sourcebook.
  4. PS17/10: Remuneration in CRD IV firms [pdf]

    Policy statements Published: 03/05/2017
    In this Policy Statement we publish our final rules and guidance to help firms understand the rules that apply to their remuneration policies and practices.
  5. PS17/9: Guidance on the duty of responsibility [pdf]

    Policy statements Published: 03/05/2017
    In this Policy Statement, we set out guidance in the Decision Procedure and Penalties Manual (DEPP) on how we will enforce the ‘duty of responsibility’.
  6. PS17/7: Whistleblowing in UK branches of foreign banks [pdf]

    Policy statements Published: 03/05/2017
    This Policy Statement introduces our final rules on whistleblowing requirements for UK branches of foreign banks. It does not apply to UK branches of overseas insurers.
  7. Frequently asked questions on remuneration: Remuneration Codes (SYSC 19A and 19D) [pdf]

    Finalised guidance Published: 03/05/2017
  8. PS17/8: Applying conduct rules to all non-executive directors in the banking and insurance sectors [pdf]

    Policy statements Published: 03/05/2017
    This Policy Statement (PS) introduces final rules to extend our Code of Conduct sourcebook (COCON) to standard non-executive directors (NEDs) in banks, building societies, credit unions and dual-regulated investment firms (‘banks’) and insurance firms.
  9. PS17/6: Disclosure rules following application of PRIIPs Regulation [pdf]

    Policy statements Published: 02/05/2017
    This Policy Statement sets out how our disclosure requirements will change to reflect the application of the PRIIPs Regulation.
  10. PS17/6: Disclosure rules following application of PRIIPs Regulation

    Policy statements Published: 02/05/2017 Last modified: 02/05/2017
    This Policy Statement sets out how our disclosure requirements will change to reflect the application of the PRIIPs Regulation.