Publications

Clear all
Filter results
Expand / Collapse
Select year
Select date
Filter by document type

Find and participate in FCA consultations – this section lists our currently open consultations.

About 1465 results.

  1. CP17/38: Regulatory fees and levies: policy proposals for 2018/19 [pdf]

    Consultation papers Published: 13/11/2017
  2. CP17/38: Regulatory fees and levies: policy proposals for 2018/19

    Consultation papers Published: 13/11/2017 Last modified: 13/11/2017
    This consultation paper (CP) sets out our proposed policy changes on how FCA fees will be raised from 2018/19.
  3. Handbook Notice 49 [pdf]

    Handbook Published: 10/11/2017
    This Handbook Notice describes the changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 9 November 2017. Additionally, this Notice contains information about other publications relating to the Handbook.
  4. Market Watch 54 [pdf]

    Newsletters Published: 08/11/2017
    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.
  5. CP17/37: Industry Codes of Conduct and Discussion Paper on FCA Principle 5 [pdf]

    Consultation papers Published: 03/11/2017
    We are consulting on our approach to supervising adherence to proper standards of market conduct for unregulated markets and activities, including standards set out in industry-written codes of conduct.
  6. CP17/37: Consultation Paper on Industry Codes of Conduct and Discussion Paper on FCA principle 5

    Consultation papers Published: 03/11/2017 Last modified: 03/11/2017
    We are consulting on our approach to supervising adherence to proper standards of market conduct for unregulated markets and activities, including standards set out in industry-written codes of conduct.
  7. PS17/24: Handbook changes to reflect the new regulatory framework for Insurance-Linked Securities – Feedback to CP16/34 and CP17/3 and near-final rules [pdf]

    Policy statements Published: 01/11/2017
  8. CP17/36: Reviewing the funding of the Financial Services Compensation Scheme (FSCS): feedback from CP16/42, final rules, and new proposals for consultation [pdf]

    Consultation papers Published: 30/10/2017
  9. CP17/36: Reviewing the funding of the Financial Services Compensation Scheme (FSCS): feedback from CP16/42, final rules, and new proposals for consultation

    Consultation papers Published: 30/10/2017 Last modified: 30/10/2017
    We are consulting on proposals to change how the FSCS is funded and to increase the protection it provides to consumers.
  10. FG17/9: Guidance for firms on how to calculate redress for unsuitable defined benefit pension transfers [pdf]

    Finalised guidance Published: 27/10/2017
    This is our finalised guidance for firms on how to calculate redress for unsuitable defined benefit pension transfers.