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  1. Warning notice statement 14/12 – Individual [pdf]

    Warning notices Published: 08/08/2014 Last modified: 08/08/2014
    The Financial Conduct Authority (the FCA) gave an individual a warning notice on 18 June 2014 proposing to take action in respect of the conduct summarised in this statement.
  2. Warning notice statement 14/14 – Individual [pdf]

    Warning notices Published: 08/08/2014 Last modified: 08/08/2014
    The Financial Conduct Authority (the FCA) gave an individual a warning notice on 18 June 2014 proposing to take action in respect of the conduct summarised in this statement.
  3. Restrictions in relation to the retail distribution of contingent convertible instruments [pdf]

    Temporary product interventions Published: 05/08/2014 Last modified: 05/08/2014
  4. Restrictions in relation to the retail distribution of contingent convertible instruments

    Temporary product interventions Published: 05/08/2014 Last modified: 09/12/2016
    Contingent convertible instruments (commonly known as CoCos) are hybrid capital securities that absorb losses when the capital of the issuer falls below a certain level. They are risky and highly complex instruments and so we have now made temporary product intervention rules, which will come into effect on 1 October 2014 and lapse on 1 October...
  5. FCA First Supervisory Notice 2014: AMI Professional Services Limited [pdf]

    Supervisory notices Published: 01/08/2014 Last modified: 02/09/2014
  6. Voluntary Application for Imposition of Requirement: Ariste Holding Limited [pdf]

    Requirement notices Published: 23/07/2014 Last modified: 23/07/2014
  7. Voluntary Application for Imposition of Requirement: Wonga Group Limited [pdf]

    Requirement notices Published: 25/06/2014 Last modified: 25/06/2014
  8. Warning notice statement 14/11 – Firm [pdf]

    Warning notices Published: 19/06/2014 Last modified: 19/06/2014
    The Financial Conduct Authority (the FCA) gave a firm a Warning Notice on 30 April 2014 proposing to take action in respect of the conduct summarised in this statement.
  9. FCA Requirement Notice: Debt and Claims Limited [pdf]

    Requirement notices Published: 13/06/2014 Last modified: 13/06/2014
    The FCA placed a requirement on Debt and Claims Limited (Grass Roots (Financial) Limited) which applies to its Consumer Credit Interim Permission.
  10. Voluntary Application for Imposition of Requirement: Cheque Centres Limited [pdf]

    Requirement notices Published: 13/05/2014 Last modified: 31/08/2014