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  1. Warning notice statement 14/3 – Individual [pdf]

    Warning notices Published: 27/02/2014 Last modified: 27/02/2014
    The Financial Conduct Authority (the FCA) gave an individual a warning notice on 21 January 2014 proposing to take action in respect of the conduct summarised in this statement.
  2. Warning notice statement 14/1 – Individual [pdf]

    Warning notices Published: 03/02/2014 Last modified: 03/02/2014
    The Financial Conduct Authority (the FCA) gave an individual a warning notice on 28 November 2013 proposing to take action in respect of the conduct summarised in this statement.
  3. Warning notice statement 14/2 – Individual [pdf]

    Warning notices Published: 03/02/2014 Last modified: 03/02/2014
    The Financial Conduct Authority (the FCA) gave an individual a warning notice on 28 November 2013 proposing to take action in respect of the conduct summarised in this statement.
  4. FCA First Supervisory Notice 2013: Hartmann Capital Limited [pdf]

    Supervisory notices Published: 24/12/2013 Last modified: 14/06/2014
  5. FCA First Supervisory Notice 2013: SK8 Financial Services Limited [pdf]

    Supervisory notices Published: 10/12/2013 Last modified: 14/06/2014
    For the reasons given below and pursuant to section 55J of the Act, the Authority has decided to vary the permission granted to SK8 Financial Services Limited (“SK8”) pursuant to Part 4A of the Act, by removing all regulated activities with immediate effect.
  6. Notice of Decision to Cancel: Allied Re Credit Limited [pdf]

    Cancellation notices Published: 21/11/2013 Last modified: 13/06/2014
    For the reasons set out in this Notice of Decision to Cancel, the FCA is taking action against Allied Re Credit Limited
  7. FCA First Supervisory Notice 2013: Catalyst Fund Management [pdf]

    Supervisory notices Published: 01/10/2013 Last modified: 14/06/2014
  8. Undertaking: esure Insurance Ltd [pdf]

    Undertakings Published: 24/09/2013 Last modified: 24/09/2013
    Home and Motor insurance policies
  9. FCA Second Supervisory Notice 2013: Noel Norbert Walker trading as Walkers Financial Planning [pdf]

    Supervisory notices Published: 19/09/2013 Last modified: 14/06/2014
  10. FCA First Supervisory Notice 2013: Noel Norbert Walker trading as Walkers Financial Planning [pdf]

    Supervisory notices Published: 20/06/2013 Last modified: 14/06/2014