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Showing 81 to 90 of 450 search results

  1. FCA Second Supervisory Notice 2017: Larksway Investments Limited [pdf]

    Supervisory notices Published: 29/11/2017
  2. Notice of Undertaking: PPRO Financial Limited [pdf]

    Undertakings Published: 03/10/2017
  3. Warning notice statement 17/5 – Firm [pdf]

    Warning notices Published: 15/08/2017
    The Financial Conduct Authority (the FCA) gave Interactive Brokers (UK) Ltd (IBUK) a warning notice on 25 July 2017 proposing to take action in respect of the conduct summarised in this statement.
  4. Voluntary Application for Imposition of Requirement: The Mortgage Matters Partnership [pdf]

    Requirement notices Published: 03/08/2017
  5. Notice of Undertaking: London General Insurance Company Limited [pdf]

    Undertakings Published: 12/07/2017
  6. Re-issued First Supervisory Notice: Stargate Capital Management Limited and Stargate Corporate Finance Ltd [pdf]

    Supervisory notices Published: 07/07/2017
  7. Proposed undertakings in lieu of a market investigation [pdf]

    Undertakings Published: 28/06/2017
    Reference given to the FCA by each of AON Hewitt, Mercer and Willis Towers Watson
  8. Warning notice statement 17/4 – Individual [pdf]

    Warning notices Published: 24/02/2017
    The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 26 January 2017 proposing to take action in respect of the conduct summarised in this statement.
  9. Warning notice statement 17/3 – Individual [pdf]

    Warning notices Published: 24/02/2017
    The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 26 January 2017 proposing to take action in respect of the conduct summarised in this statement.
  10. CPP supplemental VREQ template [pdf]

    Requirement notices Published: 22/02/2017