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  1. AI Scheme second supplemental VREQ application [pdf]

    Requirement notices Published: 22/08/2016 Last modified: 23/08/2016
  2. AI Scheme second supplemental VREQ application: Bank/ card provider [pdf]

    Requirement notices Published: 22/08/2016 Last modified: 23/08/2016
  3. FCA Second Supervisory Notice 2016: Vantage Investment Group Limited [pdf]

    Supervisory notices Published: 22/07/2016 Last modified: 22/07/2016
  4. Warning notice statement 16/2 – Individual [pdf]

    Warning notices Published: 21/01/2016 Last modified: 21/01/2016
    The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 19 November 2015 proposing to take action in respect of the conduct summarised in this statement.
  5. Warning notice statement 16/1 – Individual [pdf]

    Warning notices Published: 11/01/2016 Last modified: 11/01/2016
    The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 7 December 2015 proposing to take action in respect of the conduct summarised in this statement.
  6. Notice of Decision to Cancel: Dentons Consultants Limited [pdf]

    Cancellation notices Published: 26/10/2015 Last modified: 26/10/2015
    This notice of decision refers to a breach of the Money Laundering Regulations 2007 in the Wealth Management and Private Banking and Investment Advisor sector. We imposed a cancellation.
  7. FCA First Supervisory Notice 2015: A.G.L (S.J.) Investments Limited (formerly Atia Group Limited) [pdf]

    Supervisory notices Published: 12/08/2015 Last modified: 12/08/2015
  8. FCA First Supervisory Notice 2015: Daniel Chandler Limited [pdf]

    Supervisory notices Published: 02/07/2015 Last modified: 02/07/2015
  9. Voluntary Application for Imposition of Requirement: Preferred Mortgages Limited [pdf]

    Requirement notices Published: 01/07/2015 Last modified: 01/07/2015
  10. Voluntary Application for Imposition of Requirement: Southern Pacific Mortgage Limited [pdf]

    Requirement notices Published: 01/07/2015 Last modified: 01/07/2015