Publications

Filter results
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 111 to 120 of 11466 search results.

  1. Direction: FSMA applications [pdf]

    Handbook Published: 31/12/2020
    Direction stating that firms in the UK’s temporary permissions regime should not submit an application for full authorisation in the UK until told by the FCA to do so.
  2. Direction: no s.272 applications [pdf]

    Handbook Published: 31/12/2020
    Direction stating that fund managers should not submit an application for the full recognition of a fund in the UK’s temporary marketing permission regime under FSMA s.272 until told by the FCA to do so.
  3. Notification following entry into contractual run-off (FSMA) [pdf]

    Handbook Published: 31/12/2020
    Direction covering the notification to the FCA of an EEA firm’s entry into the contractual run-off regime within the UK’s financial services contracts regime.
  4. Notification following entry into contractual run-off (EEA authorised electronic money institutions) [pdf]

    Handbook Published: 31/12/2020
    Direction covering the notification to the FCA of an EEA electronic money institution’s entry into the contractual run-off regime within the UK’s financial services regime.
  5. Notification following entry into supervised run-off (EEA authorised electronic money institutions) [pdf]

    Handbook Published: 31/12/2020
    Direction covering the notification to the FCA of an EEA electronic money institution’s entry into the supervised run-off regime within the UK’s financial services contracts regime.
  6. Notification following entry into contractual run-off (Payments) [pdf]

    Handbook Published: 31/12/2020
    Direction covering the notification to the FCA of an EEA payments institution’s entry into the contractual run-off regime within the UK’s financial services regime.
  7. Notification following entry into supervised run-off (Payments) [pdf]

    Handbook Published: 31/12/2020
    Direction covering the notification to the FCA of an EEA payments institution’s entry into the supervised run-off regime within the UK’s financial services contracts regime.
  8. Benchmarks administrator notification form [docx]

    Published: 31/12/2020
    Equivalence notification
  9. Benchmark schedule form equivalence [xlsx]

    Published: 31/12/2020
    Benchmark schedule form equivalence
  10. Transitional direction for the derivatives trading obligation [pdf]

    Handbook Published: 31/12/2020
    FCA transitional direction for the derivatives trading obligation