Publications

Filter results
Expand / Collapse
Filter by document type
Filter by year
Sort by:

Search results

Showing 101 to 110 of 405 search results

  1. Warning notice statement 14/8 – Individual [pdf]

    Warning notices Published: 15/04/2014 Last modified: 15/04/2014
    The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 6 March 2014 proposing to take action in respect of the conduct summarised in this statement.
  2. Warning notice statement 14/7 – Individual [pdf]

    Warning notices Published: 27/03/2014 Last modified: 27/03/2014
    The Financial Conduct Authority (the FCA) gave an individual a warning notice on 26 February 2014 proposing to take action in respect of the conduct summarised in this statement.
  3. Warning notice statement 14/6 – Individual [pdf]

    Warning notices Published: 27/03/2014 Last modified: 27/03/2014
    The Financial Conduct Authority (the FCA) gave an individual a warning notice on 26 February 2014 proposing to take action in respect of the conduct summarised in this statement.
  4. FCA Second Supervisory Notice 2014: SK8 Financial Services Limited [pdf]

    Supervisory notices Published: 27/03/2014 Last modified: 14/06/2014
    For the reasons given below, having taken into account the representations made by the firm and pursuant to section 55J of the Act, the Authority has decided not to rescind the variation of the permission granted to SK8 pursuant to Part 4A of the Act.
  5. FCA First Supervisory Notice 2014: Mark Ian Warner trading as Advanced Financial Management [pdf]

    Supervisory notices Published: 21/03/2014 Last modified: 14/06/2014
  6. Warning notice statement 14/5 – Individual [pdf]

    Warning notices Published: 03/03/2014 Last modified: 02/06/2014
    The Financial Conduct Authority (the FCA) gave an individual a warning notice on 16 January 2014 proposing to take action in respect of the conduct summarised in this statement.
  7. Warning notice statement 14/4 – Individual [pdf]

    Warning notices Published: 03/03/2014 Last modified: 03/03/2014
    The Financial Conduct Authority (the FCA) gave an individual a warning notice on 16 January 2014 proposing to take action in respect of the conduct summarised in this statement.
  8. Warning notice statement 14/3 – Individual [pdf]

    Warning notices Published: 27/02/2014 Last modified: 27/02/2014
    The Financial Conduct Authority (the FCA) gave an individual a warning notice on 21 January 2014 proposing to take action in respect of the conduct summarised in this statement.
  9. OFT Requirement Notice: Capital Cash Limited [pdf]

    Requirement notices Published: 26/02/2014 Last modified: 01/04/2014
    This Notice from the OFT placed a requirement on Capital Cash Limited which applies to its Consumer Credit Interim Permission.
  10. OFT Requirement Notice: Tower Capital Limited [pdf]

    Requirement notices Published: 13/02/2014 Last modified: 01/04/2014
    This Notice from the OFT placed a requirement on Tower Capital Limited which applies to its Consumer Credit Interim Permission.