Showing 1 to 10 of 241 search results

1. Second Supervisory Notice 2020: Perry Prowse (Insurance Consultants) Ltd [pdf]

   Supervisory notices Published: 29/06/2020
   Second Supervisory Notice for Perry Prowse (Insurance Consultants) Ltd.

2. First Supervisory Notice 2020: Perry Prowse (Insurance Consultants) Ltd [pdf]

   Supervisory notices Published: 29/06/2020
   First Supervisory Notice for Perry Prowse (Insurance Consultants) Ltd.

3. First supervisory notice 2020: F1 Markets Ltd [pdf]

   Supervisory notices Published: 01/06/2020
   This first supervisory notice concerns the FCA’s use of its power of intervention in respect of an inward service passported EEA investment firm for breaches of MiFID obligations. We imposed requirements on the firm to prevent it from providing services to UK consumers.

4. First supervisory notice 2020: Rodeler Ltd [pdf]

   Supervisory notices Published: 01/06/2020
   This first supervisory notice concerns the FCA’s use of its power of intervention in respect of an inward service passported EEA investment firm for breaches of MiFID obligations. We imposed requirements on the firm to prevent it from providing services to UK consumers.

5. First supervisory notice 2020: Hoch Capital Ltd [pdf]

   Supervisory notices Published: 01/06/2020
   This first supervisory notice concerns the FCA’s use of its power of intervention in respect of an inward service passported EEA investment firm for breaches of MiFID obligations. We imposed requirements on the firm to prevent it from providing services to UK consumers.

6. First supervisory notice 2020: Magnum FX Cyprus Ltd [pdf]

   Supervisory notices Published: 01/06/2020
   This first supervisory notice concerns the FCA’s use of its power of intervention in respect of an inward service passported EEA investment firm for breaches of MiFID obligations. We imposed requirements on the firm to prevent it from providing services to UK consumers.

7. Second Supervisory Notice 2020: BBP Bandenia PLC [pdf]

   Supervisory notices Published: 16/04/2020
   Second Supervisory Notice issued to BBP Bandenia PLC.

8. First Supervisory Notice 2020: Triton Insurance Brokers Ltd [pdf]

   Supervisory notices Published: 20/03/2020
   We varied the firm’s permission and imposed requirements on the firm.

9. First Supervisory Notice 2020: Uncle Buck Finance LLP [pdf]

   Supervisory notices Published: 19/03/2020
   First Supervisory Notice 2020: Uncle Buck Finance LLP

10. Second Supervisory Notice 2020: Rix Motor Company Limited [pdf]

    Supervisory notices Published: 18/02/2020
    Second Supervisory Notice for Rix Motor Company Limited (2020)