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FCA response to key comments from the independent Practitioner Panel annual report for 2019/20 [pdf]
Our response to key comments from the independent Practitioner Panel annual report for 2019/20. -
Short positions disclosed to us [xlsx]
The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA. -
FCA response to key comments from the independent Financial Services Consumer Panels annual report for 2019/2020 [pdf]
Our response to key comments from the independent Consumer Panel annual report for 2019/20. -
FCA response to key comments from the independent Markets Practitioner Panel annual report for 2019/20 [pdf]
Our response to key comments from the independent Markets Practitioner Panel annual report for 2019/20. -
Final Notice 2021: Triton Insurance Brokers Ltd [pdf]
This final notice refers to a firm no longer having any regulated activities in its permission, in the designated investment business and insurance business sector. We imposed a cancellation. -
FCA response to key comments from the independent Smaller Business Practitioner Panel annual report for 2019/20 [pdf]
Our response to key comments from the independent Smaller Business Practitioner Panel annual report for 2019/20. -
Debt Purchasers, Debt Collectors and Debt Administrators Portfolio Letter [pdf]
This portfolio letter sets out our view of key risks, expectations and supervisory strategy and programme of work on debt purchase, debt collection and debt administration. -
Defined benefit pension transfers market data October 2018-March 2020
Defined benefit pension transfers market data October 2018-March 2020 -
Consumer investments data review 2020
A summary of the FCA's work to tackle consumer harm in the investment market, between 1 January and 31 October 2020. -
FOI7276 response [pdf]
FOI7276 response