Showing 1 to 10 of 11454 search results.

1. FCA response to key comments from the independent Practitioner Panel annual report for 2019/20 [pdf]

   Correspondence Published: 19/01/2021
   Our response to key comments from the independent Practitioner Panel annual report for 2019/20.

2. Short positions disclosed to us [xlsx]

   Data Published: 19/01/2021 Last modified: 19/01/2021
   The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA.

3. FCA response to key comments from the independent Financial Services Consumer Panels annual report for 2019/2020 [pdf]

   Correspondence Published: 19/01/2021
   Our response to key comments from the independent Consumer Panel annual report for 2019/20.

4. FCA response to key comments from the independent Markets Practitioner Panel annual report for 2019/20 [pdf]

   Correspondence Published: 19/01/2021
   Our response to key comments from the independent Markets Practitioner Panel annual report for 2019/20.

5. Final Notice 2021: Triton Insurance Brokers Ltd [pdf]

   Final notices Published: 19/01/2021
   This final notice refers to a firm no longer having any regulated activities in its permission, in the designated investment business and insurance business sector. We imposed a cancellation.

6. FCA response to key comments from the independent Smaller Business Practitioner Panel annual report for 2019/20 [pdf]

   Correspondence Published: 19/01/2021
   Our response to key comments from the independent Smaller Business Practitioner Panel annual report for 2019/20.

7. Debt Purchasers, Debt Collectors and Debt Administrators Portfolio Letter [pdf]

   Correspondence Published: 18/01/2021
   This portfolio letter sets out our view of key risks, expectations and supervisory strategy and programme of work on debt purchase, debt collection and debt administration.

8. Defined benefit pension transfers market data October 2018-March 2020

   Data Published: 18/01/2021 Last modified: 18/01/2021
   Defined benefit pension transfers market data October 2018-March 2020

9. Consumer investments data review 2020

   Data Published: 18/01/2021 Last modified: 18/01/2021
   A summary of the FCA's work to tackle consumer harm in the investment market, between 1 January and 31 October 2020.

10. FOI7276 response [pdf]

    FOI releases Published: 15/01/2021
    FOI7276 response