About 2829 results.

1. Final Notice 2019: Simple Comms Limited [pdf]

   Final notices Published: 21/05/2019
   This final notice (Simple Comms Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

2. Final Notice 2019: Steven Hall [pdf]

   Final notices Published: 17/05/2019
   This final notice (Steven Hall) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

3. Final Notice 2019: Richard Irwin [pdf]

   Final notices Published: 17/05/2019
   This final notice (Richard Irwin) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

4. Final Notice 2019: Philip Harold Woods [pdf]

   Final notices Published: 17/05/2019
   This final notice (Philip Harold Woods) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

5. Final Notice 2019: Total Network Solutions (Europe) Limited [pdf]

   Final notices Published: 17/05/2019
   This final notice (Total Network Solutions (Europe) Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

6. Final Notice 2019: Freddy David [pdf]

   Final notices Published: 15/05/2019
   This final notice refers to breaches of FIT related to financial crime (Freddy David), client money/assets and a lack of fitness and propriety in the investment adviser sector. We imposed a prohibition.

7. Final Notice 2019: DMC Health Wize Limited [pdf]

   Final notices Published: 08/05/2019
   This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

8. Final Notice 2019: Karel Nallet [pdf]

   Final notices Published: 01/05/2019
   This final notice (Karel Nallet) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

9. Final Notice 2019: Collect Plus Limited [pdf]

   Final notices Published: 01/05/2019
   This final notice (Collect Plus Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10. Final Notice 2019: A G Taggart & Co Limited [pdf]

    Final notices Published: 01/05/2019
    This final notice (A G Taggart & Co Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.