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  1. Draft main FCA transitional directions (Annex A) [pdf]

    Handbook Published: 01/10/2020
    See Annex A to our draft direction published on 1 October 2020.
  2. Handbook Notice 80 [pdf]

    Handbook Published: 01/10/2020 Last modified: 30/09/2020
    This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 17 September and 30 September 2020. Where relevant, it also
  3. Draft FCA prudential transitional direction [pdf]

    Handbook Published: 01/10/2020
    See our draft direction published on 1 October 2020.
  4. Draft main FCA transitional directions (Annex B) [pdf]

    Handbook Published: 01/10/2020
    See Annex B to our draft direction published on 1 October 2020.
  5. Final Notice 2020: Warrington Trading Limited [pdf]

    Final notices Published: 01/10/2020
    This final notice (Warrington Trading Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  6. Final Notice 2020: Mr Balraj Bhalla [pdf]

    Final notices Published: 01/10/2020
    This final notice (Mr Balraj Bhalla) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  7. Final Notice 2020: AGK Cars and Son [pdf]

    Final notices Published: 01/10/2020 Last modified: 30/09/2020
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  8. Quarterly KPIs - March 2020 [pdf]

    Published: 30/09/2020 Last modified: 30/09/2020
    Quarterly KPIs - March 2020
  9. Quarterly KPIs - June 2020 [pdf]

    Published: 30/09/2020 Last modified: 30/09/2020
    Quarterly KPIs June 2020
  10. Final Notice 2020: Carl Brookes [pdf]

    Final notices Published: 30/09/2020 Last modified: 30/09/2020
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.