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  1. PS20/10: Prohibiting the sale to retail clients of investment products that reference cryptoassets

    Policy statements Published: 06/10/2020 Last modified: 09/10/2020
    This Policy Statement summarises feedback to CP19/22. It sets out our final policy position and Handbook rules that will come into force on 6 January 2021. 
  2. Cohort 7 application form [docx]

    Forms Published: 05/10/2020 Last modified: 02/10/2020
    Application form for Cohort 7 of the Digital Sandbox.
  3. Number of skilled persons reports commissioned in Q2 2020/21 (July – September 2020) [pdf]

    Data Published: 05/10/2020 Last modified: 02/10/2020
    Number of skilled persons reports commissioned in Q2 2020/21 (July – September 2020)
  4. Annual Public Meeting 2020: responses to pre-submitted unanswered questions [pdf]

    Documents Published: 02/10/2020 Last modified: 02/10/2020
    The questions below were submitted prior to the Annual Public Meeting on 24 September 2020, but not answered at the meeting.
  5. Finalised Guidance: Cancellations and refunds: helping consumers with rights and routes to refunds [pdf]

    Finalised guidance Published: 02/10/2020 Last modified: 01/10/2020
    Following the feedback received, we propose to make some additions to our final guidance which outlines our expectations for insurance and card providers when helping consumers who are trying to claim money back following a cancelled trip or event.
  6. Finalised Guidance: Cancellations and refunds - helping consumers with rights and routes to refunds

    Finalised guidance Published: 02/10/2020 Last modified: 02/10/2020
    Since the outbreak of the coronavirus (Covid-19) pandemic, there has been an unprecedented number of cancellations of trips, holidays, and other events. 
  7. Draft main FCA transitional directions [pdf]

    Handbook Published: 01/10/2020
    See our draft direction published on 1 October 2020.
  8. Final Notice 2020: Andrew Wareing [pdf]

    Final notices Published: 01/10/2020
    This final notice (Andrew Wareing) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  9. Final Notice 2020: Lilia Pumfrett [pdf]

    Final notices Published: 01/10/2020
    This final notice (Lilia Pumfrett) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  10. Final Notice 2020: Cars77 Limited [pdf]

    Final notices Published: 01/10/2020
    This final notice (Cars77 Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.