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  1. Draft Guidance: Consumer Credit and coronavirus: updated Tailored Support Guidance for firms

    Policy and guidance Guidance consultations Published: 13/01/2021 Last modified: 13/01/2021
    This guidance applies in the exceptional circumstances arising out of the coronavirus (Covid-19) pandemic and its impact on the financial situation of consumer credit customers.
  2. Final Notice 2021: Garrick Financial Services Ltd [pdf]

    Final notices Published: 11/01/2021
    This Final Notice refers to a failure to satisfy threshold conditions (COND) in the claims management sector. We refused the firm’s application for authorisation.
  3. Market Watch 66

    Newsletters Published: 11/01/2021 Last modified: 22/01/2021
    In this Market Watch, we set out our expectations for firms on recording telephone conversations and electronic communications when alternative working arrangements are in place, including increased homeworking.
  4. Final Notice 2020: All Accident Claims Limited [pdf]

    Final notices Published: 08/01/2021
    This Final Notice refers to a failure to satisfy threshold conditions (COND) in the claims management sector. We refused the firm’s application for authorisation.
  5. Form TMPR CH [doc]

    Published: 07/01/2021
    Notification of certain changes to an EEA UCITS scheme and any sub-funds which are in the temporary marketing permissions regime (TMPR) as required by Regulations 65 and 66 of the Collective Investment Schemes (Amendment etc.) (EU Exit) Regulations
  6. The coronavirus (Covid-19) financial resilience survey data

    Data Published: 07/01/2021 Last modified: 07/01/2021
    The results from the FCA's financial resilience surveys that were sent to 23,000 regulated firms. Through the surveys the FCA is understanding the real-time effect the pandemic is having on the finances of the firms it prudentially regulates.
  7. The FCA's response to Complaint Commissioner Report FCA00769 [pdf]

    Corporate documents Published: 05/01/2021
    The FCA's response to the Complaints Commissioner's Report FCA00769.
  8. MoU concerning consultation, cooperation and the exchange of information between ESMA and the FCA [pdf]

    Memorandums of understanding Published: 04/01/2021
    MoU concerning consultation, cooperation and the exchange of information between ESMA and the FCA
  9. Multilateral MoU concerning consultation, cooperation and the exchange of information between each of the EEA competent authorities and the FCA [pdf]

    Memorandums of understanding Published: 04/01/2021
    Multilateral MoU concerning consultation, cooperation and the exchange of information between each of the EEA competent authorities and the FCA
  10. List of market makers and authorised primary dealers [pdf]

    Documents Published: 31/12/2020
    We keep an up-to-date list on our website of market makers and authorised primary dealers who are using the exemption under the UK SSR.