Showing 111 to 120 of 11483 search results.

111. Final Notice 2020: All Accident Claims Limited [pdf]

     Final notices Published: 08/01/2021
     This Final Notice refers to a failure to satisfy threshold conditions (COND) in the claims management sector. We refused the firm’s application for authorisation.

112. Form TMPR CH [doc]

     Published: 07/01/2021
     Notification of certain changes to an EEA UCITS scheme and any sub-funds which are in the temporary marketing permissions regime (TMPR) as required by Regulations 65 and 66 of the Collective Investment Schemes (Amendment etc.) (EU Exit) Regulations

113. The coronavirus (Covid-19) financial resilience survey data

     Data Published: 07/01/2021 Last modified: 07/01/2021
     The results from the FCA's financial resilience surveys that were sent to 23,000 regulated firms. Through the surveys the FCA is understanding the real-time effect the pandemic is having on the finances of the firms it prudentially regulates.

114. The FCA's response to Complaint Commissioner Report FCA00769 [pdf]

     Corporate documents Published: 05/01/2021
     The FCA's response to the Complaints Commissioner's Report FCA00769.

115. MoU concerning consultation, cooperation and the exchange of information between ESMA and the FCA [pdf]

     Memorandums of understanding Published: 04/01/2021
     MoU concerning consultation, cooperation and the exchange of information between ESMA and the FCA

116. Multilateral MoU concerning consultation, cooperation and the exchange of information between each of the EEA competent authorities and the FCA [pdf]

     Memorandums of understanding Published: 04/01/2021
     Multilateral MoU concerning consultation, cooperation and the exchange of information between each of the EEA competent authorities and the FCA

117. TPR firms with BCD, EMD or PSD activities [csv]

     Data Published: 31/12/2020
     This sheet is for the purpose of Open Banking and is limited to showing firms in the TPR which previously held passports under the Second E-money Directive, Payment Services Directive or Banking Consolidation Directive.

118. Notification form: EEA ECD firms [pdf]

     Forms Published: 31/12/2020
     This form allows EEA ECD firms to notify us that your firm is using the ECD run-off regime.

119. SRO firms with BCD, EMD or PSD activities [csv]

     Data Published: 31/12/2020
     This sheet is for the purpose of Open Banking and is limited to showing firms in SRO which previously held passports under the Second E-money Directive, Payment Services Directive or Banking Consolidation Directive.

120. List of market makers and authorised primary dealers [pdf]

     Documents Published: 31/12/2020
     We keep an up-to-date list on our website of market makers and authorised primary dealers who are using the exemption under the UK SSR.