Showing 31 to 40 of 11572 search results.

31. Final Notice 2021: Michael John Dwane [pdf]

    Final notices Published: 01/03/2021
    This final notice Michael John Dwane refers to a failure to satisfy the effective supervision threshold condition (COND) and the suitability threshold condition (COND). We refused the firm’s application for authorisation.

32. Google's letter to the FCA - 26 February 2021 [pdf]

    Correspondence Published: 01/03/2021
    Google UK & Ireland’s Managing Director, Ronan Harris, wrote a letter on 26 February 2021 to the FCA Chairman and CEO about the work Google have been doing to tackle scam advertisements on their platform.

33. Handbook Notice 85 [pdf]

    Handbook Published: 26/02/2021
    This Handbook Notice describes the changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 25 February 2021.

34. User guide: Adding multiple Directory Persons data [pdf]

    Documents Published: 26/02/2021
    This user guide helps firms to submit new Directory Persons data in bulk.

35. Directory Persons – Questions and Answers [pdf]

    Documents Published: 26/02/2021
    Answers to common questions to help your firm submit new Directory Persons data or amend existing Directory Persons information.

36. PS21/1: Breathing space regulations - changes to our Handbook [pdf]

    Policy statements Published: 26/02/2021
    This policy statement follows consultation paper 20/21 and sets out changes we are making to the Handbook as a result of The Debt Respite Scheme.

37. User guide: Amending multiple Directory Persons data [pdf]

    Documents Published: 26/02/2021
    This user guide helps firms to amend existing Directory Persons information in bulk.

38. MiFID II: product governance review

    Multi-firm reviews Published: 26/02/2021 Last modified: 26/02/2021
    In this MiFID II review we looked at product governance in a sample of 8 asset management firms.

39. PS21/1: Breathing Space Regulations: changes to our Handbook

    Policy statements Published: 26/02/2021 Last modified: 26/02/2021
    We’re consulting on some minor changes to our Handbook resulting from regulations on problem debt that are expected to come into force in England and Wales in May 2021.

40. Final Notice 2021: Premier FX Limited [pdf]

    Final notices Published: 25/02/2021
    This Final Notice refers to breaches of the Payment Services Regulations in the Payment Services sector. We imposed a public censure.