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About 481 results.

  1. Decision Notice 2019: Standard Chartered Bank [pdf]

    Decision notices Published: 09/04/2019
    This decision notice refers to breaches of the Money Laundering Regulations 2007 related to financial crime in the investment and retail bank sector. We imposed a fine.
  2. CRR Permissions [pdf]

    Waivers and CRR notices Published: 29/03/2019 Last modified: 11/01/2019
  3. New Collective Investment Schemes (Waivers) [pdf]

    Waivers and CRR notices Published: 29/03/2019 Last modified: 11/01/2019
  4. PRA CRR Capital Buffers (Waivers) [pdf]

    Waivers and CRR notices Published: 29/03/2019 Last modified: 10/01/2019
  5. PRA CRR Definition Of Capital (Waivers) [pdf]

    Waivers and CRR notices Published: 29/03/2019 Last modified: 07/02/2019
  6. PRA CRR Benchmarking Of Internal Approaches (Waivers) [pdf]

    Waivers and CRR notices Published: 29/03/2019 Last modified: 10/01/2019
  7. PRA CRR Internal Capital Adequacy Assessment (Waivers) [pdf]

    Waivers and CRR notices Published: 29/03/2019 Last modified: 10/01/2019
  8. Compensation (COMP) [pdf]

    Waivers and CRR notices Published: 29/03/2019 Last modified: 11/01/2019
    Waivers Compensation (COMP) - Sourcebook or manual to which waivers of rules apply
  9. Credit Unions (CRED) [pdf]

    Waivers and CRR notices Published: 29/03/2019 Last modified: 11/01/2019
    Credit Unions (CRED) - Sourcebook or manual to which waivers of rules apply
  10. Client Assets (CASS) [pdf]

    Waivers and CRR notices Published: 29/03/2019 Last modified: 07/02/2019
    Waivers Client Assets (CASS) - Sourcebook or manual to which waivers of rules apply