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  1. PRA CRR Waivers Transitional Provisions (Waivers) [pdf]

    Waivers and CRR notices Published: 10/07/2019 Last modified: 10/07/2019
  2. PRA CRR Definition Of Capital (Waivers) [pdf]

    Waivers and CRR notices Published: 10/07/2019 Last modified: 10/07/2019
  3. PRA CRR Counterparty Credit Risk (Waivers) [pdf]

    Waivers and CRR notices Published: 10/07/2019 Last modified: 10/07/2019
  4. PRA CRR Benchmarking Of Internal Approaches (Waivers) [pdf]

    Waivers and CRR notices Published: 10/07/2019 Last modified: 10/07/2019
  5. PRA CRR Internal Capital Adequacy Assessment (Waivers) [pdf]

    Waivers and CRR notices Published: 10/07/2019 Last modified: 10/07/2019
  6. PRA CRR Market Risk (Waivers) [pdf]

    Waivers and CRR notices Published: 10/07/2019 Last modified: 10/07/2019
  7. Decision Notice: Eric Ka Chi Siu [pdf]

    Decision notices Published: 31/05/2019
    This decision notice (Eric Ka Chi Siu) refers to breaches of the Listing Principles and Disclosure Rules and Transparency Rules in the issuer sector. Our view is that a fine should be imposed.
  8. Decision Notice: Jin-Yi Lee [pdf]

    Decision notices Published: 31/05/2019
    This decision notice (Jin-Yi Lee) refers to breaches of the Listing Principles and Disclosure Rules and Transparency Rules in the issuer sector. Our view is that a fine should be imposed.
  9. Decision Notice: Cathay International Holdings Limited [pdf]

    Decision notices Published: 31/05/2019
    This decision notice (Cathay International Holdings Limited) refers to breaches of the Listing Principles and Disclosure Rules and Transparency Rules in the issuer sector. Our view is that a fine should be imposed.
  10. Decision Notice: Thomas Ward (de facto director of FPL) [pdf]

    Decision notices Published: 09/05/2019
    This decision notice (Thomas Ward (de facto director of FPL)) refers to breaches of section 63A FSMA and FIT related to a lack of fitness/propriety in the investment adviser and pensions sector. Our view is that a prohibition and financial penalty should be imposed.