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  1. Voluntary Application for Imposition of Requirement: The Mortgage Matters Partnership [pdf]

    Requirement notices Published: 03/08/2017
  2. Notice of Undertaking: London General Insurance Company Limited [pdf]

    Undertakings Published: 12/07/2017
  3. Re-issued First Supervisory Notice: Stargate Capital Management Limited and Stargate Corporate Finance Ltd [pdf]

    Supervisory notices Published: 07/07/2017
  4. Proposed undertakings in lieu of a market investigation [pdf]

    Undertakings Published: 28/06/2017
    Reference given to the FCA by each of AON Hewitt, Mercer and Willis Towers Watson
  5. Decision Notice 2017: Nationwide Debt Consultants Limited [pdf]

    Decision notices Published: 09/05/2017
    This decision notice refers to breaches of COND, CONC and SYSC related to threshold conditions in the consumer credit sector. Our view is that a refusal should be imposed.
  6. Warning notice statement 17/4 – Individual [pdf]

    Warning notices Published: 24/02/2017
    The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 26 January 2017 proposing to take action in respect of the conduct summarised in this statement.
  7. Warning notice statement 17/3 – Individual [pdf]

    Warning notices Published: 24/02/2017
    The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 26 January 2017 proposing to take action in respect of the conduct summarised in this statement.
  8. CPP supplemental VREQ template [pdf]

    Requirement notices Published: 22/02/2017
  9. CPP supplemental VREQ pro forma [pdf]

    Requirement notices Published: 22/02/2017
  10. Warning notice statement 17/2 – Individual [pdf]

    Warning notices Published: 06/02/2017
    The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 17 January 2017 proposing to take action in respect of the conduct summarised in this statement.