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Showing 31 to 40 of 509 search results

  1. Interim Prudential sourcebook for insurers (IPRU-INS) [pdf]

    Waivers and CRR notices Published: 04/09/2019 Last modified: 04/09/2019
    Waivers Interim Prudential sourcebook for insurers (IPRU-INS) - rcebook or manual to which waivers of rules apply
  2. Interim Prudential sourcebook for banks (IPRU-BANK) [pdf]

    Waivers and CRR notices Published: 04/09/2019 Last modified: 04/09/2019
    Waivers Interim Prudential sourcebook for banks (IPRU-BANK) - Sourcebook or manual to which waivers of rules apply
  3. Interim Prudential sourcebook for friendly societies (IPRU-FSOC) [pdf]

    Waivers and CRR notices Published: 04/09/2019 Last modified: 04/09/2019
    Waivers Interim Prudential sourcebook for friendly societies (IPRU-FSOC) - Sourcebook or manual to which waivers of rules apply
  4. Interim Prudential sourcebook for building societies (IPRU-BSOC) [pdf]

    Waivers and CRR notices Published: 04/09/2019 Last modified: 04/09/2019
    Waivers Interim Prudential sourcebook for building societies (IPRU-BSOC) - Sourcebook or manual to which waivers of rules apply
  5. Interim Prudential sourcebook for investment businesses (IPRU-INV) [pdf]

    Waivers and CRR notices Published: 04/09/2019 Last modified: 04/09/2019
    Waivers Interim Prudential sourcebook for investment businesses (IPRU-INV) - Sourcebook or manual to which waivers of rules apply
  6. Training and Competence (TC) [pdf]

    Waivers and CRR notices Published: 03/09/2019 Last modified: 03/09/2019
    Waivers Training and Competence (TC) - Sourcebook or manual to which waivers of rules apply
  7. Senior Management Arrangements, Systems and Controls (SYSC) [pdf]

    Waivers and CRR notices Published: 03/09/2019 Last modified: 03/09/2019
    Waivers Senior Management Arrangements, Systems and Controls (SYSC) - Sourcebook or manual to which waivers of rules apply
  8. Recognised Investment Exchanges and Recognised Clearing Houses (REC) [pdf]

    Waivers and CRR notices Published: 03/09/2019 Last modified: 03/09/2019
    Waivers Recognised Investment Exchanges and Recognised Clearing Houses (REC) - Sourcebook or manual to which waivers of rules apply
  9. First Supervisory Notice 2019: SVS Securities Plc [pdf]

    Supervisory notices Published: 08/08/2019
    This first supervisory notice refers to a failure to satisfy the suitability and appropriate resources threshold conditions (COND) and to breaches of SYSC, PROD and PRIN. We imposed requirements on the firm.
  10. PRA CRR Interpretation (Waivers) [pdf]

    Waivers and CRR notices Published: 10/07/2019 Last modified: 10/07/2019