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  1. Whistleblowing: who to contact [pdf]

    Documents Published: 22/10/2020
    If you think a firm or individual is involved in wrongdoing within an area the FCA regulates, and you want to report it confidentially, use this infographic to help you decide who to speak to within the FCA.
  2. Final Notice 2020: Goldman Sachs International (GSI) [pdf]

    Final notices Published: 22/10/2020 Last modified: 22/10/2020
    This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to wholesale conduct in the investment bank sector. We imposed a financial penalty.
  3. FCA graduate brochure [pdf]

    Published: 21/10/2020 Last modified: 21/10/2020
    FCA graduate brochure
  4. CP20/21: Breathing Space Regulations: changes to our Handbook [pdf]

    Consultation papers Published: 21/10/2020 Last modified: 21/10/2020
    A consultation on some changes to our Handbook resulting from regulations on problem debt that are expected to come into force in England and Wales.
  5. Final Notice 2020: Newway Beauty Concept Limited [pdf]

    Final notices Published: 21/10/2020
    This final notice refers to a failure to satisfy the Effective Supervision Threshold Condition (COND) in the consumer credit sector. We imposed a cancellation.
  6. Final Notice 2020: MNS Motors N.E. Ltd [pdf]

    Final notices Published: 21/10/2020
    This final notice refers to a failure to satisfy the Effective Supervision Threshold Condition (COND) in the consumer credit sector. We imposed a cancellation.
  7. CP20/21: Breathing Space Regulations: changes to our Handbook

    Consultation papers Published: 21/10/2020 Last modified: 21/10/2020
    We’re consulting on some minor changes to our Handbook resulting from regulations on problem debt that are expected to come into force in England and Wales in May 2021.
  8. Occasional Paper No. 58: Understanding consumer financial wellbeing through banking data [pdf]

    Occasional papers Published: 20/10/2020 Last modified: 19/10/2020
    In this paper we analyse survey responses and their personal banking data to better understand consumer financial wellbeing.
  9. Business interruption test case: Order (15 September 2020) [pdf]

    Corporate documents Published: 20/10/2020
    This is the sealed order dated 15 September in the Business Interruption insurance test case giving procedural deadlines following the High Court judgment.
  10. Business interruption test case: High Court Declarations [pdf]

    Corporate documents Published: 20/10/2020 Last modified: 19/10/2020
    These are the Declarations made by the High Court on 2 October 2020 in the Business Interruption insurance test case.