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Showing 11 to 20 of 509 search results

  1. Prudential sourcebook for Insurers (INSPRU) [pdf]

    Waivers and CRR notices Published: 16/01/2020 Last modified: 16/01/2020
    Waivers Prudential sourcebook for Insurers (INSPRU) - Sourcebook or manual to which waivers of rules apply.
  2. New Conduct of Business (COBS) [pdf]

    Waivers and CRR notices Published: 16/01/2020 Last modified: 16/01/2020
    Waivers New Conduct of Business (COBS) - Sourcebook or manual to which waivers of rules apply
  3. New Conduct of Business (COBS) [pdf]

    Waivers and CRR notices Published: 16/01/2020 Last modified: 16/01/2020
    Waivers New Conduct of Business (COBS) - Sourcebook or manual to which waivers of rules apply
  4. Mortgages: Conduct of Business (MCOB) [pdf]

    Waivers and CRR notices Published: 16/01/2020 Last modified: 16/01/2020
    Waivers Mortgages: Conduct of Business (MCOB) - Sourcebook or manual to which waivers of rules apply
  5. Insurance: Conduct of Business (ICOB) [pdf]

    Waivers and CRR notices Published: 16/01/2020 Last modified: 16/01/2020
    Waivers Insurance: Conduct of Business (ICOB) - Sourcebook or manual to which waivers of rules apply
  6. Prudential Sourcebook for Banks, Building Societies and Investment Firms (BIPRU) [pdf]

    Waivers and CRR notices Published: 16/01/2020 Last modified: 04/09/2019
    Waivers Prudential Sourcebook for Banks, Building Societies and Investment Firms (BIPRU) - Sourcebook or manual to which waivers of rules apply
  7. Prudential sourcebook for Mortgage and Home Finance Firms, and Insurance Intermediaries (MIPRU) [pdf]

    Waivers and CRR notices Published: 16/01/2020 Last modified: 16/01/2020
    Prudential sourcebook for Mortgage and Home Finance Firms, and Insurance Intermediaries (MIPRU) - Sourcebook or manual to which waivers of rules apply
  8. Temporary intervention on the marketing of speculative mini-bonds to retail investors [pdf]

    Temporary product interventions Published: 26/11/2019
    Measures for 12 months from 1 January 2020 to address risks of consumer harm from the promotion of speculative mini-bonds to retail investors
  9. Temporary intervention on the marketing of speculative mini-bonds to retail investors

    Decisions and notices Temporary product interventions Published: 26/11/2019 Last modified: 26/11/2019
    We are introducing temporary rules to prevent consumer harm, by banning the promotion of high risk speculative mini-bonds to most retail consumers.
  10. Decision Notice: Stuart Malcolm Forsyth [pdf]

    Decision notices Published: 18/11/2019
    This Decision Notice refers to breaches of APER1 and FIT related to a lack of fitness/propriety in the insurance sector. Our view is that a prohibition and financial penalty should be imposed.