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  1. Decision Notice: Stuart Malcolm Forsyth [pdf]

    Decision notices Published: 18/11/2019
    This Decision Notice refers to breaches of APER1 and FIT related to a lack of fitness/propriety in the insurance sector. Our view is that a prohibition and financial penalty should be imposed.
  2. Notice of Undertaking: The Co-operative Bank p.l.c. (trading as Platform) [pdf]

    Undertakings Published: 26/09/2019
    The FCA has published an undertaking from The Co-operative Bank p.l.c. (trading as Platform) in relation to a term in Platform’s mortgage contracts. The undertaking has been provided under the Consumer Rights Act 2015 (CRA).
  3. CRR Permissions [pdf]

    Waivers and CRR notices Published: 04/09/2019 Last modified: 04/09/2019
  4. PRA Glossary (Waivers) [pdf]

    Waivers and CRR notices Published: 04/09/2019 Last modified: 04/09/2019
  5. Money Laundering (ML) [pdf]

    Waivers and CRR notices Published: 04/09/2019 Last modified: 04/09/2019
    Waivers Money Laundering (ML) - Sourcebook or manual to which waivers of rules apply
  6. Market conduct (MAR) [pdf]

    Waivers and CRR notices Published: 04/09/2019 Last modified: 04/09/2019
    Waivers Market conduct (MAR) - Sourcebook or manual to which waivers of rules apply
  7. General Provisions (GEN) [pdf]

    Waivers and CRR notices Published: 04/09/2019 Last modified: 04/09/2019
    Waivers General Provisions (GEN) - Sourcebook or manual to which waivers of rules apply
  8. Professional Firms (PROF) [pdf]

    Waivers and CRR notices Published: 04/09/2019 Last modified: 04/09/2019
    Waivers Professional Firms (PROF) - Sourcebook or manual to which waivers of rules apply
  9. Lloyd's (LLD) [pdf]

    Waivers and CRR notices Published: 04/09/2019 Last modified: 04/09/2019
    Waivers Lloyd's (LLD) - Sourcebook or manual to which waivers of rules apply
  10. Electronic money (ELM) [pdf]

    Waivers and CRR notices Published: 04/09/2019 Last modified: 04/09/2019
    Waivers Electronic money (ELM) - Sourcebook or manual to which waivers of rules apply