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  1. Financial Services Regulatory Initiatives Forum - Minutes: September 2020 [pdf]

    Meeting minutes Published: 18/09/2020 Last modified: 18/09/2020
    Financial Services Regulatory Initiatives Forum meeting minutes September 2020.
  2. Financial Services Regulatory Initiatives Forum - Minutes: April 2020 [pdf]

    Meeting minutes Published: 18/09/2020 Last modified: 18/09/2020
    The minutes of the inaugural meeting of the Forum, which took place on 9 April 2020.
  3. Regulatory Initiatives Grid - September 2020 [pdf]

    Corporate documents Published: 18/09/2020 Last modified: 18/09/2020
    This grid is produced by the Financial Services Regulatory Initiatives Forum. This second edition of the Grid contains 111 initiatives, an increase on the 85 that were set out in the first edition published in May 2020.
  4. Dear CEO letter: Business Interruption Insurance [pdf]

    Correspondence Published: 18/09/2020 Last modified: 18/09/2020
    Following the Business interruption insurance test case judgment, the FCA’s next steps and expectations of insurers over the coming weeks and months.
  5. Decision Notice: Corrado Abbattista [pdf]

    Decision notices Published: 16/09/2020 Last modified: 16/09/2020
    This Decision Notice refers to a breach of Article 15 of the Market Abuse Regulation. Our view is that the individual is not fit and proper and therefore a financial penalty and a prohibition should be imposed.
  6. Overdrafts and coronavirus: additional guidance for firms [pdf]

    Guidance consultations Published: 16/09/2020
    This guidance applies in the exceptional circumstances arising out of the coronavirus pandemic (Covid-19) and its impact on the financial situation of overdraft customers.
  7. Consumer credit and Coronavirus: Additional Guidance for Firms [pdf]

    Guidance consultations Published: 16/09/2020
    This guidance applies in the exceptional circumstances arising out of the coronavirus pandemic (Covid-19) and its impact on the financial situation of consumer credit customers.
  8. Overdrafts and coronavirus: Additional guidance for firms

    Policy and guidance Guidance consultations Published: 16/09/2020 Last modified: 16/09/2020
    This guidance applies in the exceptional circumstances arising out of the coronavirus pandemic (Covid-19) and its impact on the financial situation of overdraft users.
  9. Consumer credit and coronavirus: Additional guidance for firms

    Policy and guidance Guidance consultations Published: 16/09/2020 Last modified: 16/09/2020
    This guidance applies in the exceptional circumstances arising out of the coronavirus pandemic (Covid-19) and its impact on the financial situation of consumer credit consumers.
  10. Call for Input: The Consumer Investments Market [pdf]

    Calls for input Published: 15/09/2020
    This Call for Input (CFI) looks at areas where the consumer investment market is not working well for customers and seeks views on what changes we can make to improve protections and outcomes in this market.