Publications

Filter results
Expand / Collapse
Filter by document type
Filter by year
Sort by:

Search results

About 3293 results.

  1. Final Notice 2019: The Carphone Warehouse Limited [pdf]

    Final notices Published: 13/03/2019
    This final notice (The Carphone Warehouse Limited) refers to breaches of PRIN 3, 6 and 9 related to mis-selling in the general insurance and protection sector. We imposed a fine.
  2. Final Notice 2018: LBO France Gestion [pdf]

    Final notices Published: 05/03/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector. We imposed a cancellation.
  3. PRA CRR Interpretation (Waivers) [pdf]

    Waivers and CRR notices Published: 28/02/2019 Last modified: 10/01/2019
  4. PRA CRR Groups (Waivers) [pdf]

    Waivers and CRR notices Published: 28/02/2019 Last modified: 10/01/2019
  5. PRA CRR Public Disclosure (Waivers) [pdf]

    Waivers and CRR notices Published: 28/02/2019 Last modified: 10/01/2019
  6. PRA CRR Large Exposures (Waivers) [pdf]

    Waivers and CRR notices Published: 28/02/2019 Last modified: 10/01/2019
  7. PRA CRR Waivers Transitional Provisions (Waivers) [pdf]

    Waivers and CRR notices Published: 28/02/2019 Last modified: 10/01/2019
  8. PRA CRR Counterparty Credit Risk (Waivers) [pdf]

    Waivers and CRR notices Published: 28/02/2019 Last modified: 17/12/2018
  9. PRA CRR Market Risk (Waivers) [pdf]

    Waivers and CRR notices Published: 28/02/2019 Last modified: 17/12/2018
  10. Money Laundering (ML) [pdf]

    Waivers and CRR notices Published: 28/02/2019 Last modified: 10/01/2019
    Waivers Money Laundering (ML) - Sourcebook or manual to which waivers of rules apply