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Decision notices Final notices Warning notices Supervisory notices Cancellation notices Requirement notices Undertakings Waivers and CRR notices Clear all filters

About 3293 results.

  1. Final Notice 2019: Cherry Pie Ltd [pdf]

    Final notices Published: 09/04/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2019: Derren White (Tool Tuck trading as) [pdf]

    Final notices Published: 09/04/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2019: Avonside Home Improvements Limited [pdf]

    Final notices Published: 09/04/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2019: Darren Parry (Barry Trade Sales trading as) [pdf]

    Final notices Published: 09/04/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2019: Samrat Deep Bhandari [pdf]

    Final notices Published: 05/04/2019
    This final notice (Samrat Deep Bhandari) refers to breaches of FIT, which relates to honesty, integrity and reputation. We imposed a prohibition order.

  6. Final Notice 2019: James Roper Chatfield [pdf]

    Final notices Published: 05/04/2019
    This final notice (James Roper Chatfield) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2019: Goldman Sachs International [pdf]

    Final notices Published: 01/04/2019
    This final notice (Goldman Sachs International) refers to breaches of SUP 17, SUP 15 and PRIN 3 related to transaction reporting failures in the investment bank sector. We imposed a fine.

  8. CRR Permissions [pdf]

    Waivers and CRR notices Published: 29/03/2019 Last modified: 11/01/2019

  9. New Collective Investment Schemes (Waivers) [pdf]

    Waivers and CRR notices Published: 29/03/2019 Last modified: 11/01/2019

  10. PRA CRR Capital Buffers (Waivers) [pdf]

    Waivers and CRR notices Published: 29/03/2019 Last modified: 10/01/2019